0001209191-21-053943.txt : 20210830 0001209191-21-053943.hdr.sgml : 20210830 20210830185932 ACCESSION NUMBER: 0001209191-21-053943 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210826 FILED AS OF DATE: 20210830 DATE AS OF CHANGE: 20210830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tough John J. CENTRAL INDEX KEY: 0001879633 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39508 FILM NUMBER: 211224968 MAIL ADDRESS: STREET 1: C/O VOLTA INDUSTRIES, INC. STREET 2: 155 DE HARO STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Volta Inc. CENTRAL INDEX KEY: 0001819584 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5100 W. 115TH PLACE CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: (913) 981-1020 MAIL ADDRESS: STREET 1: 5100 W. 115TH PLACE CITY: LEAWOOD STATE: KS ZIP: 66211 FORMER COMPANY: FORMER CONFORMED NAME: Tortoise Acquisition Corp. II DATE OF NAME CHANGE: 20200729 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-08-26 0 0001819584 Volta Inc. VLTA 0001879633 Tough John J. C/O VOLTA INC. 155 DE HARO STREET SAN FRANCISCO CA 94103 1 0 0 0 Stock Option (right to buy) 3.71 2021-08-26 4 A 0 242700 A 2031-01-21 Class A Common Stock 242700 242700 D On August 26, 2021, pursuant to that certain Business Combination Agreement and Plan of Reorganization, dated as of February 7, 2021 (the " Business Combination Agreement"), by and among Tortoise Acquisition Corp. II (the "Issuer"), Volta Industries, Inc., a Delaware corporation ("Legacy Volta") and the other parties thereto, the Issuer completed its initial business combination (the "Business Combination"). As a result of the Business Combination, the Issuer changed its name to Volta Inc. In connection with the Business Combination and in accordance with the Business Combination Agreement, an option to purchase 200,000 shares of Class B Common Stock of Legacy Volta held by the Reporting Person was converted into an option to purchase 242,700 shares of Class A Common Stock of the Issuer. The issuance of the option was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Exchange Act. The option is fully vested and exercisable. /s/ James DeGraw, as Attorney-in-Fact 2021-08-30