0001104659-22-005471.txt : 20220119 0001104659-22-005471.hdr.sgml : 20220119 20220119163450 ACCESSION NUMBER: 0001104659-22-005471 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220116 FILED AS OF DATE: 20220119 DATE AS OF CHANGE: 20220119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moomaw Scott CENTRAL INDEX KEY: 0001832592 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39724 FILM NUMBER: 22539216 MAIL ADDRESS: STREET 1: P.O. BOX 110085 CITY: RESEARCH TRIANGLE PARK STATE: NC ZIP: 27709 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Liquidia Corp CENTRAL INDEX KEY: 0001819576 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 851710962 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: P.O. BOX 110085 CITY: RESEARCH TRIANGLE PARK STATE: NC ZIP: 27709 BUSINESS PHONE: 919.328.4400 MAIL ADDRESS: STREET 1: P.O. BOX 110085 CITY: RESEARCH TRIANGLE PARK STATE: NC ZIP: 27709 4 1 tm221559-4_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-01-16 0 0001819576 Liquidia Corp LQDA 0001832592 Moomaw Scott 419 DAVIS DRIVE, SUITE 100 MORRISVILLE NC 27560 0 1 0 0 SVP, Commercial Restricted Stock Units 2022-01-16 4 A 0 30000 0 A Common Stock 30000 30000 D Stock Option (Right to Buy) 6.25 2022-01-16 4 A 0 60000 0 A 2032-01-16 Common Stock 60000 60000 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. 25% of the RSUs shall vest on February 28, 2023 and the remaining RSUs shall vest ratably on a quarterly basis over three years thereafter. The options will vest ratably on a monthly basis over four years with the first vesting date to occur on February 28, 2022 and on the last day of each month thereafter. /s/ Russell Schundler, as attorney-in-fact for Scott Moomaw 2022-01-19