0001209191-22-010324.txt : 20220216 0001209191-22-010324.hdr.sgml : 20220216 20220216184534 ACCESSION NUMBER: 0001209191-22-010324 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220206 FILED AS OF DATE: 20220216 DATE AS OF CHANGE: 20220216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Castaneda Jose CENTRAL INDEX KEY: 0001909033 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39598 FILM NUMBER: 22645111 MAIL ADDRESS: STREET 1: 3550 TYBURN STREET STREET 2: UNIT 100 CITY: LOS ANGELES STATE: CA ZIP: 90065 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Xos, Inc. CENTRAL INDEX KEY: 0001819493 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 981550505 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3550 TYBURN STREET, SUITE 100 CITY: LOS ANGELES STATE: CA ZIP: 90065 BUSINESS PHONE: (617) 229-6320 MAIL ADDRESS: STREET 1: 3550 TYBURN STREET, SUITE 100 CITY: LOS ANGELES STATE: CA ZIP: 90065 FORMER COMPANY: FORMER CONFORMED NAME: NextGen Acquisition Corp DATE OF NAME CHANGE: 20200729 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2022-02-06 0 0001819493 Xos, Inc. XOS 0001909033 Castaneda Jose C/O XOS, INC. 3550 TYBURN STREET, UNIT 100 LOS ANGELES CA 90065 0 1 0 0 VP, Business Development Common Stock 72790 D Stock Option (Right to Buy) 0.015 2030-05-27 Common Stock 19564 D Stock Option (Right to Buy) 0.015 2030-07-21 Common Stock 15651 D Includes 52,500 shares represented by restricted stock units ("RSU"). The RSUs vested as to 37.5% on December 10, 2021 and the remaining RSUs vest ratably on each of the next ten (10) Quarterly Vesting Dates thereafter. "Quarterly Vesting Dates" mean each of March 10, June 10, September 10, and December 10, provided, however, that to the extent any such date occurs on a weekend day or U.S. federal holiday, the Quarterly Vesting Date will be deemed to occur on the immediately following day that is not a weekend day or U.S. federal holiday. 25% of the stock option vested and became exercisable on April 1, 2021, and thereafter vest as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. /s/ Christen Romero, Attorney-in-Fact for Jose Castaneda 2022-02-16 EX-24 2 poa.txt POA DOCUMENT POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Christen Romero and Michael Jung of Xos, Inc. (the "Company") and Kris Tsao Cachia and Kim Merritt of Cooley LLP, signing individually, as the undersigned's true and lawful attorneys-in fact and agents to: (1) execute for and on behalf of the undersigned, an officer, director or holder of 10% of more of a registered class of securities of the Company, Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") and the rules thereunder; (2) do and perform any and all acts for and on behalf of the undersigned that may be necessary or desirable to complete and execute such Form 3, 4 or 5, complete and execute any amendment or amendments thereto, and timely file such forms or amendments with the United States Securities and Exchange Commission and any stock exchange or similar authority; and (3) take any other action of any nature whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, and their substitutes, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Exchange Act. This Power of Attorney shall remain in full force and effect until the earliest to occur of (a) the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, (b) revocation by the undersigned in a signed writing delivered to the foregoing attorney-in-fact or (c) as to any attorney-in-fact individually, until such attorney-in-fact is no longer employed by the Company or employed by or a partner at Cooley LLP, or another law firm representing the Company, as applicable. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 28th day of January, 2022. /s/ Jose Castaneda Jose Castaneda