0000899243-22-003141.txt : 20220125
0000899243-22-003141.hdr.sgml : 20220125
20220125161011
ACCESSION NUMBER: 0000899243-22-003141
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220124
FILED AS OF DATE: 20220125
DATE AS OF CHANGE: 20220125
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Song Julia
CENTRAL INDEX KEY: 0001884681
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39525
FILM NUMBER: 22554031
MAIL ADDRESS:
STREET 1: C/O ESS TECH INC
STREET 2: 26440 SW PARKWAY AVE BLDG. 83
CITY: WILSONVILLE
STATE: OR
ZIP: 97070
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Evans Craig E
CENTRAL INDEX KEY: 0001885331
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39525
FILM NUMBER: 22554032
MAIL ADDRESS:
STREET 1: C/O ESS TECH INC
STREET 2: 26440 SW PARKWAY AVE BLDG. 83
CITY: WILSONVILLE
STATE: OR
ZIP: 97070
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ESS Tech, Inc.
CENTRAL INDEX KEY: 0001819438
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 000000000
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 26440 SW PARKWAY AVE.
STREET 2: BLDG. 83
CITY: WILSONVILLE
STATE: OR
ZIP: 97070
BUSINESS PHONE: (855) 423-9920
MAIL ADDRESS:
STREET 1: 26440 SW PARKWAY AVE.
STREET 2: BLDG. 83
CITY: WILSONVILLE
STATE: OR
ZIP: 97070
FORMER COMPANY:
FORMER CONFORMED NAME: ACON S2 Acquisition Corp.
DATE OF NAME CHANGE: 20200728
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-01-24
0
0001819438
ESS Tech, Inc.
GWH
0001885331
Evans Craig E
C/O ESS TECH, INC.
26440 SW PARKWAY AVE., BLDG. 83
WILSONVILLE
OR
97070
1
1
0
0
President
0001884681
Song Julia
C/O ESS TECH, INC.
26440 SW PARKWAY AVE., BLDG. 83
WILSONVILLE
OR
97070
0
1
0
0
Chief Technology Officer
Common Stock
2022-01-24
4
S
0
1342
6.0528
D
5373083
D
Common Stock
2258627
I
See footnote
The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.02 to $6.08, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The shares are held directly by Julia Song. The reporting persons are husband and wife.
/s/ Amir Moftakhar, by power of attorney for Craig E. Evans
2022-01-25
/s/ Amir Moftakhar, by power of attorney for Craig E. Evans
2022-01-25