0000899243-21-040532.txt : 20211018 0000899243-21-040532.hdr.sgml : 20211018 20211018204127 ACCESSION NUMBER: 0000899243-21-040532 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211008 FILED AS OF DATE: 20211018 DATE AS OF CHANGE: 20211018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wilson Daryl C CENTRAL INDEX KEY: 0001884669 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39525 FILM NUMBER: 211329404 MAIL ADDRESS: STREET 1: C/O ESS TECH INC STREET 2: 26440 SW PARKWAY AVE BLDG. 83 CITY: WILSONVILLE STATE: OR ZIP: 97070 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESS Tech, Inc. CENTRAL INDEX KEY: 0001819438 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 26440 SW PARKWAY AVE. STREET 2: BLDG. 83 CITY: WILSONVILLE STATE: OR ZIP: 97070 BUSINESS PHONE: (855) 423-9920 MAIL ADDRESS: STREET 1: 26440 SW PARKWAY AVE. STREET 2: BLDG. 83 CITY: WILSONVILLE STATE: OR ZIP: 97070 FORMER COMPANY: FORMER CONFORMED NAME: ACON S2 Acquisition Corp. DATE OF NAME CHANGE: 20200728 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2021-10-08 0 0001819438 ESS Tech, Inc. GWH 0001884669 Wilson Daryl C C/O ESS TECH, INC. 26440 SW PARKWAY AVE., BLDG. 83 WILSONVILLE OR 97070 1 0 0 0 Stock Option (right to buy) 0.3305 2030-01-10 Common Stock 274271 D Restricted Stock Units 2026-04-08 Common Stock 46364 D One-fourth of the shares subject to the option vested on January 1, 2021 and 1/48th vest monthly thereafter. Each restricted stock unit, or RSU, represents a contingent right to receive one share of common stock. One half of the RSUs vest if the volume weighted average price of the common stock over twenty trading days within any thirty trading day period is greater than or equal to $12.50, and one half of the RSUs vest if the volume weighted average price of the common stock over twenty trading days within any thirty trading day period is greater than or equal to $15.00. Exhibit 24 - Power of Attorney /s/ Amir Moftakhar, by power of attorney 2021-10-18 EX-24 2 attachment1.htm EX-24 DOCUMENT

                                                                      Exhibit 24

                               POWER OF ATTORNEY

     The undersigned, as a Section 16 reporting person of ESS, Inc. (the
"Company"), hereby constitutes and appoints Eric P. Dresselhuys, Amir Moftakhar
and Jeff Bodner, and each of them, as the undersigned's true and lawful
attorney-in-fact to:

     1.   complete and execute Forms 3, 4 and 5 and other forms and all
          amendments thereto as such attorney-in-fact shall in his discretion
          determine to be required or advisable pursuant to Section 16 of the
          Securities Exchange Act of 1934 (as amended) and the rules and
          regulations promulgated thereunder, or any successor laws and
          regulations, as a consequence of the undersigned's ownership,
          acquisition or disposition of securities of the Company; and

     2.   do all acts necessary in order to file such forms with the SEC, any
          securities exchange or national association, the Company and such
          other person or agency as the attorneys-in-fact shall deem
          appropriate.

     The undersigned hereby ratifies and confirms all that said attorneys-in-
fact and agents shall do or cause to be done by virtue hereof.  The undersigned
acknowledges that the foregoing attorneys-in-fact, in serving in such capacity
at the request of the undersigned, are not assuming, nor is the Company
assuming, any of the undersigned's responsibilities to comply with Section 16 of
the Securities Exchange Act of 1934 (as amended).

     This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4 and 5 with respect to the
undersigned's holdings of and transactions in securities issued by the Company,
unless earlier revoked by the undersigned in a signed writing delivered to the
Company and the foregoing attorneys-in-fact.

     IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 19th day of September, 2021.


                                        Signature: /s/ Daryl Wilson
                                                   --------------------------
                                        Print Name: Daryl Wilson