0000899243-21-040099.txt : 20211013 0000899243-21-040099.hdr.sgml : 20211013 20211013161622 ACCESSION NUMBER: 0000899243-21-040099 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211008 FILED AS OF DATE: 20211013 DATE AS OF CHANGE: 20211013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goddard Janie CENTRAL INDEX KEY: 0001823111 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39525 FILM NUMBER: 211321382 MAIL ADDRESS: STREET 1: C/O ACON - 1133 CONNECTICUT AVENUE, NW STREET 2: SUITE 700 CITY: WASHINGTON STATE: DC ZIP: 20036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESS Tech, Inc. CENTRAL INDEX KEY: 0001819438 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 26440 SW PARKWAY AVE. STREET 2: BLDG. 83 CITY: WILSONVILLE STATE: OR ZIP: 97070 BUSINESS PHONE: (855) 423-9920 MAIL ADDRESS: STREET 1: 26440 SW PARKWAY AVE. STREET 2: BLDG. 83 CITY: WILSONVILLE STATE: OR ZIP: 97070 FORMER COMPANY: FORMER CONFORMED NAME: ACON S2 Acquisition Corp. DATE OF NAME CHANGE: 20200728 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-10-08 1 0001819438 ESS Tech, Inc. GWH 0001823111 Goddard Janie C/O ACON S2 ACQUISITION CORP. 1133 CONNECTICUT AVENUE NW, STE. 700 WASHINGTON DC 20036 1 0 0 0 Common Stock 2021-10-08 4 C 0 50000 A 50000 D Class B Ordinary Shares 2021-10-08 4 C 0 50000 D Common Stock 50000 0 D Pursuant to the Agreement and Plan of Merger, dated May 6, 2021, by and among ACON S2 Acquisition Corp., a Cayman Islands exempted company (the "Company"), SCharge Merger Sub, Inc., a Delaware corporation, and ESS Tech, Inc., a Delaware corporation ("ESS"), the parties effected a business combination transaction ("Business Combination"), on October 8, 2021. In connection with the Business Combination, the Company domesticated as a Delaware corporation (the "Domestication") and changed its name to "ESS Tech, Inc." ("New ESS"). In connection with the consummation of the Business Combination, 50,000 of Janie Goddard's Class B ordinary shares, par value $0.0001, of the Company, which were previously convertible into Class A ordinary shares, par value $0.0001, of the Company converted into shares of common stock, par value $0.0001, of New ESS simultaneously with the closing of the Business Combination. /s/ Adam Kriger 2021-10-13