0001209191-23-021258.txt : 20230327 0001209191-23-021258.hdr.sgml : 20230327 20230327172729 ACCESSION NUMBER: 0001209191-23-021258 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230323 FILED AS OF DATE: 20230327 DATE AS OF CHANGE: 20230327 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fuggetta Gianluca CENTRAL INDEX KEY: 0001958188 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40237 FILM NUMBER: 23765526 MAIL ADDRESS: STREET 1: C/O GAIN THERAPEUTICS, INC. STREET 2: 4800 MONTGOMERY LANE, SUITE 220 CITY: BETHESDA STATE: MD ZIP: 20814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Gain Therapeutics, Inc. CENTRAL INDEX KEY: 0001819411 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 851726310 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4800 HAMPDEN LANE STREET 2: SUITE 200 CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: (301) 500-1556 MAIL ADDRESS: STREET 1: 4800 HAMPDEN LANE STREET 2: SUITE 200 CITY: BETHESDA STATE: MD ZIP: 20814 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-03-23 0 0001819411 Gain Therapeutics, Inc. GANX 0001958188 Fuggetta Gianluca C/O GAIN THERAPEUTICS, INC. 4800 MONTGOMERY LANE, SUITE 220 BETHESDA MD 20814 0 1 0 0 Principal Accounting Officer 0 Employee Stock Option (right to buy) 4.84 2023-03-23 4 A 0 15000 0.00 A 2033-03-23 Common Stock 15000 15000 D The shares underlying the option shall vest 25% on March 23, 2024 and the remainder shall vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. /s/ Jason Minio, Attorney-in-Fact 2023-03-27