0001415889-24-009840.txt : 20240402
0001415889-24-009840.hdr.sgml : 20240402
20240402173031
ACCESSION NUMBER: 0001415889-24-009840
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240401
FILED AS OF DATE: 20240402
DATE AS OF CHANGE: 20240402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gan Hong
CENTRAL INDEX KEY: 0001907008
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39845
FILM NUMBER: 24815827
MAIL ADDRESS:
STREET 1: 1, ROBINSON ROAD
STREET 2: #18-00 AIA TOWER
CITY: SINGAPORE
STATE: U0
ZIP: 048542
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SES AI Corp
CENTRAL INDEX KEY: 0001819142
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 35 CABOT RD.
CITY: WOBURN
STATE: MA
ZIP: 01801
BUSINESS PHONE: 339-298-8750
MAIL ADDRESS:
STREET 1: 35 CABOT RD.
CITY: WOBURN
STATE: MA
ZIP: 01801
FORMER COMPANY:
FORMER CONFORMED NAME: Ivanhoe Capital Acquisition Corp.
DATE OF NAME CHANGE: 20200723
4
1
form4-04022024_050421.xml
X0508
4
2024-04-01
0001819142
SES AI Corp
SES
0001907008
Gan Hong
C/O SES AI CORPORATION
35 CABOT ROAD
WOBURN
MA
01801
false
true
false
false
CHIEF SCIENCE OFFICER
1
Class A Common Stock
2024-04-01
4
M
0
25000
0.15
A
900001
D
Class A Common Stock
2024-04-01
4
S
0
25000
1.5988
D
875001
D
Stock Option (Right to Buy)
0.15
2024-04-01
4
M
0
25000
0
D
2029-03-13
Class A Common Stock
25000
318277
D
The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on September 5, 2023.
Includes 819,153 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.57 to $1.66, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Reflects fully vested options granted on March 14, 2019.
/s/ Kyle Pilkington, Attorney-in-Fact
2024-04-02