0001415889-23-012677.txt : 20230825
0001415889-23-012677.hdr.sgml : 20230825
20230825171508
ACCESSION NUMBER: 0001415889-23-012677
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230823
FILED AS OF DATE: 20230825
DATE AS OF CHANGE: 20230825
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Makharia Rohit
CENTRAL INDEX KEY: 0001907018
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39845
FILM NUMBER: 231209283
MAIL ADDRESS:
STREET 1: 1, ROBINSON ROAD
STREET 2: #18-00 AIA TOWER
CITY: SINGAPORE
STATE: U0
ZIP: 048542
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SES AI Corp
CENTRAL INDEX KEY: 0001819142
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 35 CABOT RD.
CITY: WOBURN
STATE: MA
ZIP: 01801
BUSINESS PHONE: 339-298-8750
MAIL ADDRESS:
STREET 1: 35 CABOT RD.
CITY: WOBURN
STATE: MA
ZIP: 01801
FORMER COMPANY:
FORMER CONFORMED NAME: Ivanhoe Capital Acquisition Corp.
DATE OF NAME CHANGE: 20200723
4
1
form4-08252023_050801.xml
X0508
4
2023-08-23
0001819142
SES AI Corp
SES
0001907018
Makharia Rohit
C/O SES AI CORPORATION
35 CABOT ROAD
WOBURN
MA
01801
false
true
false
false
PRES. & CHIEF STRATEGY OFFICER
0
Class A Common Stock
2023-08-23
4
M
0
208810
0.16
A
313413
D
Class A Common Stock
2023-08-23
4
S
0
208810
2.1274
D
104603
D
Stock Option (Right to Buy)
0.16
2023-08-23
4
M
0
208810
0
D
2031-02-28
Class A Common Stock
208810
6467676
D
Includes 104,603 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.07 to $2.175, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Reflects options granted on March 1, 2021 that vested 25% on the first anniversary of the grant date and will continue to vest in equal monthly installments over the following 36 months, subject to the Reporting Person's continued service on each vesting date.
/s/ Kyle Pilkington, Attorney-in-Fact
2023-08-25