0001415889-23-010147.txt : 20230622
0001415889-23-010147.hdr.sgml : 20230622
20230622161517
ACCESSION NUMBER: 0001415889-23-010147
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230620
FILED AS OF DATE: 20230622
DATE AS OF CHANGE: 20230622
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nealis Jing
CENTRAL INDEX KEY: 0001907020
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39845
FILM NUMBER: 231033466
MAIL ADDRESS:
STREET 1: 1, ROBINSON ROAD
STREET 2: #18-00 AIA TOWER
CITY: SINGAPORE
STATE: U0
ZIP: 048542
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SES AI Corp
CENTRAL INDEX KEY: 0001819142
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 35 CABOT RD.
CITY: WOBURN
STATE: MA
ZIP: 01801
BUSINESS PHONE: 339-298-8750
MAIL ADDRESS:
STREET 1: 35 CABOT RD.
CITY: WOBURN
STATE: MA
ZIP: 01801
FORMER COMPANY:
FORMER CONFORMED NAME: Ivanhoe Capital Acquisition Corp.
DATE OF NAME CHANGE: 20200723
4
1
form4-06222023_040602.xml
X0407
4
2023-06-20
0001819142
SES AI Corp
SES
0001907020
Nealis Jing
C/O SES AI CORPORATION
35 CABOT ROAD
WOBURN
MA
01801
false
true
false
false
CHIEF FINANCIAL OFFICER
1
Class A Common Stock
2023-06-20
4
S
0
10763
1.9463
D
1575901
D
Shares were sold solely to cover taxes upon vesting of a restricted share award, pursuant to a plan intended to comply with Rule 10b5-1(c) under the Exchange Act, adopted on June 14, 2022.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.865 to $2.01, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.
Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date.
/s/ Kyle Pilkington, Attorney-in-Fact
2023-06-22