0001415889-23-007102.txt : 20230502 0001415889-23-007102.hdr.sgml : 20230502 20230502170024 ACCESSION NUMBER: 0001415889-23-007102 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230428 FILED AS OF DATE: 20230502 DATE AS OF CHANGE: 20230502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gan Hong CENTRAL INDEX KEY: 0001907008 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39845 FILM NUMBER: 23880185 MAIL ADDRESS: STREET 1: 1, ROBINSON ROAD STREET 2: #18-00 AIA TOWER CITY: SINGAPORE STATE: U0 ZIP: 048542 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SES AI Corp CENTRAL INDEX KEY: 0001819142 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 35 CABOT RD. CITY: WOBURN STATE: MA ZIP: 01801 BUSINESS PHONE: 339-298-8750 MAIL ADDRESS: STREET 1: 35 CABOT RD. CITY: WOBURN STATE: MA ZIP: 01801 FORMER COMPANY: FORMER CONFORMED NAME: Ivanhoe Capital Acquisition Corp. DATE OF NAME CHANGE: 20200723 4 1 form4-05022023_050505.xml X0407 4 2023-04-28 0001819142 SES AI Corp SES 0001907008 Gan Hong C/O SES AI CORPORATION 35 CABOT ROAD WOBURN MA 01801 false true false false CHIEF SCIENCE OFFICER 1 Class A Common Stock 2023-04-28 4 S 0 37261 1.6506 D 451273 D This transaction was effected pursuant to an automatic sell-to-cover instruction adopted by the Reporting Person on April 18, 2022 to cover applicable withholding taxes on the vesting of restricted stock units. The automatic sell-to-cover instructions were intended to comply with the requirements of Rule 10b5-1(c). The sale was not a discretionary trade by the Reporting Person. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.595 to $1.70, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. /s/ Kyle Pilkington, Attorney-in-Fact 2023-05-02