0001104659-23-061087.txt : 20230515
0001104659-23-061087.hdr.sgml : 20230515
20230515213016
ACCESSION NUMBER: 0001104659-23-061087
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230511
FILED AS OF DATE: 20230515
DATE AS OF CHANGE: 20230515
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Faulkner Robert C.
CENTRAL INDEX KEY: 0001831991
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39727
FILM NUMBER: 23925374
MAIL ADDRESS:
STREET 1: C/O REDMILE GROUP
STREET 2: ONE LETTERMAN DRIVE, BUILDING D, SUITE D
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Science 37 Holdings, Inc.
CENTRAL INDEX KEY: 0001819113
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731]
IRS NUMBER: 844278203
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 PARK OFFICES DRIVE
STREET 2: SUITE 3606
CITY: RESEARCH TRIANGLE PARK
STATE: NC
ZIP: 27709
BUSINESS PHONE: (984) 377-3737
MAIL ADDRESS:
STREET 1: 800 PARK OFFICES DRIVE
STREET 2: SUITE 3606
CITY: RESEARCH TRIANGLE PARK
STATE: NC
ZIP: 27709
FORMER COMPANY:
FORMER CONFORMED NAME: Lifesci Acquisition II Corp.
DATE OF NAME CHANGE: 20200723
4
1
tm2315745-1_4seq1.xml
OWNERSHIP DOCUMENT
X0407
4
2023-05-11
0
0001819113
Science 37 Holdings, Inc.
SNCE
0001831991
Faulkner Robert C.
C/O REDMILE GROUP, LLC ONE LETTERMAN
DRIVE, BUILDING D SUITE D3-300
SAN FRANCISCO
CA
94129
1
0
0
0
0
Common Stock
2023-05-11
4
A
0
494853
0.2526
A
535836
D
Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The reported securities will vest in full on the earlier of the one-year anniversary of the grant date and the date of the Issuer's next annual stockholder meeting following the grant date, subject to Mr. Faulkner's continued service on the Issuer's board through the vesting date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.
The securities were granted to Mr. Faulkner in connection with his service as a member of the Board of Directors of the Issuer. Mr. Faulkner, a managing director of Redmile Group, LLC ("Redmile"), was elected to the board of the Issuer as a representative of Redmile and its affiliates. Pursuant to the policies of Redmile, Mr. Faulkner holds these securities as a nominee on behalf, and for the sole benefit, of Redmile and has assigned all economic, pecuniary and voting rights in respect of the securities to Redmile. Mr. Faulkner disclaims beneficial ownership of the securities, and the filing of this Form 4 shall not be deemed an admission that Mr. Faulkner is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
The securities may also be deemed beneficially owned by Jeremy Green as the principal of Redmile. Redmile and Mr. Green disclaim beneficial ownership of the securities except to the extent of their pecuniary interest therein, and this Form 4 shall not be deemed an admission that Redmile or Mr. Green is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Mr. Faulkner was elected to the board of directors of the Issuer as a representative of Redmile and its affiliates. As a result, Redmile and Mr. Green are directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.
/s/ Robert C. Faulkner
2023-05-15