0001104659-22-038268.txt : 20220325 0001104659-22-038268.hdr.sgml : 20220325 20220325201156 ACCESSION NUMBER: 0001104659-22-038268 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220324 FILED AS OF DATE: 20220325 DATE AS OF CHANGE: 20220325 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ronen Assaf CENTRAL INDEX KEY: 0001863472 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39606 FILM NUMBER: 22772953 MAIL ADDRESS: STREET 1: 234 1ST ST CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SoFi Technologies, Inc. CENTRAL INDEX KEY: 0001818874 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 981547291 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 234 1ST STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: (855) 456-7634 MAIL ADDRESS: STREET 1: 234 1ST STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: Social Capital Hedosophia Holdings Corp. V DATE OF NAME CHANGE: 20200722 4 1 tm2210472-7_4.xml OWNERSHIP DOCUMENT X0306 4 2022-03-24 0 0001818874 SoFi Technologies, Inc. SOFI 0001863472 Ronen Assaf C/O SOFI TECHNOLOGIES, INC. 234 1ST STREET SAN FRANCISCO CA 94105 0 1 0 0 Chief Product Officer Restricted Stock Unit 2022-03-24 4 A 0 101627 0.00 D Common Stock 101627 581970 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest as to 25,407 RSUs per quarter (other than the quarterly vesting date in September 2023 when 25,406 RSUs will vest), starting with the quarterly vesting date in March 2023, in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/4th of the total number of RSUs originally granted pursuant to this award. /s/ Deanna Smith, Attorney-in-Fact 2022-03-25