0001104659-22-038264.txt : 20220325
0001104659-22-038264.hdr.sgml : 20220325
20220325200939
ACCESSION NUMBER: 0001104659-22-038264
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220324
FILED AS OF DATE: 20220325
DATE AS OF CHANGE: 20220325
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lapointe Christopher
CENTRAL INDEX KEY: 0001864508
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39606
FILM NUMBER: 22772947
MAIL ADDRESS:
STREET 1: 234 1ST ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SoFi Technologies, Inc.
CENTRAL INDEX KEY: 0001818874
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 981547291
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 234 1ST STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: (855) 456-7634
MAIL ADDRESS:
STREET 1: 234 1ST STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: Social Capital Hedosophia Holdings Corp. V
DATE OF NAME CHANGE: 20200722
4
1
tm2210472-3_4.xml
OWNERSHIP DOCUMENT
X0306
4
2022-03-24
0
0001818874
SoFi Technologies, Inc.
SOFI
0001864508
Lapointe Christopher
C/O SOFI TECHNOLOGIES, INC.
234 1ST STREET
SAN FRANCISCO
CA
94105
0
1
0
0
Chief Financial Officer
Restricted Stock Unit
2022-03-24
4
A
0
335366
0.00
D
Common Stock
335366
1285090
D
Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest as to (1) 34,654 RSUs on the quarterly vesting date in June 2022, (2) 34,655 RSUs on the quarterly vesting date in September 2022, (3) 34,654 RSUs on the quarterly vesting date in December 2022, (4) 25,991 RSUs in equal quarterly installments on each of the quarterly vesting dates in 2023, and (5) 15,930 RSUs in equal quarterly installments on each of the quarterly vesting dates in 2024 and 2025 (other than the quarterly vesting date in December 2024 when 15,929 RSUs will vest), in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date.
/s/ Deanna Smith, Attorney-in-Fact
2022-03-25