0001969819-23-000004.txt : 20230503 0001969819-23-000004.hdr.sgml : 20230503 20230503172237 ACCESSION NUMBER: 0001969819-23-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230501 FILED AS OF DATE: 20230503 DATE AS OF CHANGE: 20230503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tierney Conor B CENTRAL INDEX KEY: 0001969819 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39699 FILM NUMBER: 23885474 MAIL ADDRESS: STREET 1: ONE PARK PLACE STREET 2: SUITE 200 CITY: DUBLIN STATE: CA ZIP: 94568 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AEye, Inc. CENTRAL INDEX KEY: 0001818644 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 371827430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PARK PLACE, SUITE 200 CITY: DUBLIN STATE: CA ZIP: 94568 BUSINESS PHONE: 925-400-4366 MAIL ADDRESS: STREET 1: ONE PARK PLACE, SUITE 200 CITY: DUBLIN STATE: CA ZIP: 94568 FORMER COMPANY: FORMER CONFORMED NAME: CF Finance Acquisition Corp. III DATE OF NAME CHANGE: 20200717 4 1 wf-form4_168314894442199.xml FORM 4 X0407 4 2023-05-01 0 0001818644 AEye, Inc. LIDR 0001969819 Tierney Conor B ONE PARK PLACE SUITE 200 DUBLIN CA 94568 0 1 0 0 Treasurer & CFO 0 Common Stock 2023-05-01 4 A 0 750000 0 A 2092809 D Represents restricted stock units which convert into common stock on a one-for-one basis at vesting. The Reporting Person received a restricted stock unit award which vests as to 1/12th of the total shares on the 15th day of the second month of each calendar quarter for a period of 12 calendar quarters beginning on May 15, 2023. The total reflects additional shares of common stock acquired under the Company's Employee Stock Purchase Plan (the "ESPP"), which shares were acquired following the Reporting Person's last Section 16filing. Under the ESPP, 17,231 shares were acquired on April 28, 2023 at a transaction price of $0.177055 per share. Andrew S. Hughes, by power of attorney previously filed 2023-05-03