0001877925-23-000014.txt : 20231116 0001877925-23-000014.hdr.sgml : 20231116 20231116191541 ACCESSION NUMBER: 0001877925-23-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231115 FILED AS OF DATE: 20231116 DATE AS OF CHANGE: 20231116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dussan Luis CENTRAL INDEX KEY: 0001877925 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39699 FILM NUMBER: 231416042 MAIL ADDRESS: STREET 1: C/O 1 PARK PLACE STREET 2: SUITE 200 CITY: DUBLIN STATE: CA ZIP: 94568 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AEye, Inc. CENTRAL INDEX KEY: 0001818644 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 371827430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PARK PLACE, SUITE 200 CITY: DUBLIN STATE: CA ZIP: 94568 BUSINESS PHONE: 925-400-4366 MAIL ADDRESS: STREET 1: ONE PARK PLACE, SUITE 200 CITY: DUBLIN STATE: CA ZIP: 94568 FORMER COMPANY: FORMER CONFORMED NAME: CF Finance Acquisition Corp. III DATE OF NAME CHANGE: 20200717 4 1 wk-form4_1700180125.xml FORM 4 X0508 4 2023-11-15 0 0001818644 AEye, Inc. LIDR 0001877925 Dussan Luis ONE PARK PLACE SUITE 200 DUBLIN CA 94568 1 1 1 0 CTO and Chief Prdct Strategist 0 Common Stock 2023-11-15 4 F 0 46689 0.1782 D 1048837 D Common Stock 2023-11-15 4 S 0 21450 0.1759 D 17215214 I Luis Dussan Trust A U/A/D 5/18/2022 Common Stock 1080000 I Jennifer Dussan Trust A U/A/D 5/18/2022 Common Stock 372080 I Luis Carlos Dussan Family Trust dated January 20, 2021 The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. This transaction was executed in multiple trades at prices ranging from $0.1736 to $0.1795. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee. The Jennifer Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shares held by the Trust are beneficially owned by the spouse of the Reporting Person, and the Reporting Person is the Trustee. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Siraj Husain, by power of attorney previously filed 2023-11-15