0001877925-23-000004.txt : 20230503 0001877925-23-000004.hdr.sgml : 20230503 20230503170950 ACCESSION NUMBER: 0001877925-23-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230501 FILED AS OF DATE: 20230503 DATE AS OF CHANGE: 20230503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dussan Luis CENTRAL INDEX KEY: 0001877925 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39699 FILM NUMBER: 23885287 MAIL ADDRESS: STREET 1: C/O 1 PARK PLACE STREET 2: SUITE 200 CITY: DUBLIN STATE: CA ZIP: 94568 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AEye, Inc. CENTRAL INDEX KEY: 0001818644 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 371827430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PARK PLACE, SUITE 200 CITY: DUBLIN STATE: CA ZIP: 94568 BUSINESS PHONE: 925-400-4366 MAIL ADDRESS: STREET 1: ONE PARK PLACE, SUITE 200 CITY: DUBLIN STATE: CA ZIP: 94568 FORMER COMPANY: FORMER CONFORMED NAME: CF Finance Acquisition Corp. III DATE OF NAME CHANGE: 20200717 4 1 wf-form4_168314817691154.xml FORM 4 X0407 4 2023-05-01 0 0001818644 AEye, Inc. LIDR 0001877925 Dussan Luis ONE PARK PLACE SUITE 200 DUBLIN CA 94568 1 1 1 0 CTO and Chief Prdct Strategist 0 Common Stock 2023-05-01 4 A 0 750000 0 A 1178199 D Common Stock 17236664 I Luis Dussan Trust A U/A/D 5/18/2022 Common Stock 1080000 I Jennifer Dussan Trust A U/A/D 5/18/2022 Common Stock 372080 I Luis Carlos Dussan Family Trust dated January 20, 2021 Represents restricted stock units which convert into common stock on a one-for-one basis at vesting. The Reporting Person received a restricted stock unit award which vests as to 1/12th of the total shares on the 15th day of the second month of each calendar quarter for a period of 12 calendar quarters beginning on May 15, 2023. The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shares held by the Trust are beneficially owned by the Reporting Person, who is the Trustee. The Jennifer Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shares held by the Trust are beneficially owned by the spouse of the Reporting Person, and the Reporting Person is the Trustee. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Andrew S. Hughes, by power of attorney previously filed 2023-05-03