0001877925-23-000004.txt : 20230503
0001877925-23-000004.hdr.sgml : 20230503
20230503170950
ACCESSION NUMBER: 0001877925-23-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230501
FILED AS OF DATE: 20230503
DATE AS OF CHANGE: 20230503
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dussan Luis
CENTRAL INDEX KEY: 0001877925
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39699
FILM NUMBER: 23885287
MAIL ADDRESS:
STREET 1: C/O 1 PARK PLACE
STREET 2: SUITE 200
CITY: DUBLIN
STATE: CA
ZIP: 94568
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AEye, Inc.
CENTRAL INDEX KEY: 0001818644
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 371827430
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE PARK PLACE, SUITE 200
CITY: DUBLIN
STATE: CA
ZIP: 94568
BUSINESS PHONE: 925-400-4366
MAIL ADDRESS:
STREET 1: ONE PARK PLACE, SUITE 200
CITY: DUBLIN
STATE: CA
ZIP: 94568
FORMER COMPANY:
FORMER CONFORMED NAME: CF Finance Acquisition Corp. III
DATE OF NAME CHANGE: 20200717
4
1
wf-form4_168314817691154.xml
FORM 4
X0407
4
2023-05-01
0
0001818644
AEye, Inc.
LIDR
0001877925
Dussan Luis
ONE PARK PLACE
SUITE 200
DUBLIN
CA
94568
1
1
1
0
CTO and Chief Prdct Strategist
0
Common Stock
2023-05-01
4
A
0
750000
0
A
1178199
D
Common Stock
17236664
I
Luis Dussan Trust A U/A/D 5/18/2022
Common Stock
1080000
I
Jennifer Dussan Trust A U/A/D 5/18/2022
Common Stock
372080
I
Luis Carlos Dussan Family Trust dated January 20, 2021
Represents restricted stock units which convert into common stock on a one-for-one basis at vesting. The Reporting Person received a restricted stock unit award which vests as to 1/12th of the total shares on the 15th day of the second month of each calendar quarter for a period of 12 calendar quarters beginning on May 15, 2023.
The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shares held by the Trust are beneficially owned by the Reporting Person, who is the Trustee.
The Jennifer Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shares held by the Trust are beneficially owned by the spouse of the Reporting Person, and the Reporting Person is the Trustee.
The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Andrew S. Hughes, by power of attorney previously filed
2023-05-03