0001877925-22-000017.txt : 20221212 0001877925-22-000017.hdr.sgml : 20221212 20221212195338 ACCESSION NUMBER: 0001877925-22-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221211 FILED AS OF DATE: 20221212 DATE AS OF CHANGE: 20221212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dussan Luis CENTRAL INDEX KEY: 0001877925 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39699 FILM NUMBER: 221458288 MAIL ADDRESS: STREET 1: C/O 1 PARK PLACE STREET 2: SUITE 200 CITY: DUBLIN STATE: CA ZIP: 94568 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AEye, Inc. CENTRAL INDEX KEY: 0001818644 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 371827430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PARK PLACE, SUITE 200 CITY: DUBLIN STATE: CA ZIP: 94568 BUSINESS PHONE: 925-400-4366 MAIL ADDRESS: STREET 1: ONE PARK PLACE, SUITE 200 CITY: DUBLIN STATE: CA ZIP: 94568 FORMER COMPANY: FORMER CONFORMED NAME: CF Finance Acquisition Corp. III DATE OF NAME CHANGE: 20200717 4 1 wf-form4_167089279255173.xml FORM 4 X0306 4 2022-12-11 0 0001818644 AEye, Inc. LIDR 0001877925 Dussan Luis ONE PARK PLACE SUITE 200 DUBLIN CA 94568 1 1 1 0 CTO and Chief Prdct Strategist Common Stock 2022-12-11 4 A 0 139482 0 A 494096 D Common Stock 17236664 I Luis Dussan Trust A U/A/D 5/18/2022 Common Stock 1080000 I Jennifer Dussan Trust A U/A/D 5/18/2022 Common Stock 372080 I Luis Carlos Dussan Family Trust dated January 20, 2021 Represents restricted stock units which convert into common stock on a one-for-one basis at vesting. The Reporting Person received this restricted stock unit award which vests, in its entirety, on December 15, 2022, and was awarded to the Reporting Person in partial substitution of a bonus that was awarded in 2021 that was otherwise payable in cash. The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee. The Jennifer Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shares held by the Trust are beneficially owned by the spouse of the Reporting Person, and the Reporting Person is the Trustee. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Andrew S. Hughes, by power of attorney previously filed 2022-12-12