0001062993-21-008919.txt : 20210924 0001062993-21-008919.hdr.sgml : 20210924 20210924214457 ACCESSION NUMBER: 0001062993-21-008919 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210816 FILED AS OF DATE: 20210924 DATE AS OF CHANGE: 20210924 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown Robert Anthony CENTRAL INDEX KEY: 0001879309 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-39699 FILM NUMBER: 211278832 MAIL ADDRESS: STREET 1: C/O 1 PARK PLACE STREET 2: SUITE 200 CITY: DUBLIN STATE: CA ZIP: 94568 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AEye, Inc. CENTRAL INDEX KEY: 0001818644 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 371827430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PARK PLACE, SUITE 200 CITY: DUBLIN STATE: CA ZIP: 94568 BUSINESS PHONE: 925-400-4366 MAIL ADDRESS: STREET 1: ONE PARK PLACE, SUITE 200 CITY: DUBLIN STATE: CA ZIP: 94568 FORMER COMPANY: FORMER CONFORMED NAME: CF Finance Acquisition Corp. III DATE OF NAME CHANGE: 20200717 4/A 1 form4a.xml AMENDED STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4/A 2021-08-16 2021-08-23 0001818644 AEye, Inc. LIDR 0001879309 Brown Robert Anthony C/O 1 PARK PLACE, SUITE 200 DUBLIN CA 94568 0 1 0 0 Treasurer, CFO, Chf Accntg Off Common Stock 2021-08-16 4 A 0 9302 0 A 9302 D Stock Option (Right to Buy) 0.63 2021-08-16 4 A 0 3262744 0 A 2021-08-16 2030-11-16 Common Stock 3262744 3262744 D Received in exchange for 2,500 Restricted Stock Units of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These Restricted Stock Units vest monthly over 12 months beginning on February 16, 2021 until February 16, 2022. Received in exchange for stock options to acquire 876,893 shares of AEye Technologies in connection with the merger of AEye Technologies into the Company pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on November 16, 2024. /s/ Robert Brown 2021-09-24