0001209191-22-048612.txt : 20220902
0001209191-22-048612.hdr.sgml : 20220902
20220902203919
ACCESSION NUMBER: 0001209191-22-048612
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220831
FILED AS OF DATE: 20220902
DATE AS OF CHANGE: 20220902
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schwartz Todd G.
CENTRAL INDEX KEY: 0001873026
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39550
FILM NUMBER: 221226633
MAIL ADDRESS:
STREET 1: 105 S. MAPLE STREET
CITY: ITASCA
STATE: IL
ZIP: 60143
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OppFi Inc.
CENTRAL INDEX KEY: 0001818502
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 851648122
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 130 E. RANDOLPH STREET
STREET 2: SUITE 3400
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: (312) 212-8079
MAIL ADDRESS:
STREET 1: 130 E. RANDOLPH STREET
STREET 2: SUITE 3400
CITY: CHICAGO
STATE: IL
ZIP: 60601
FORMER COMPANY:
FORMER CONFORMED NAME: FG New America Acquisition Corp.
DATE OF NAME CHANGE: 20200717
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-08-31
0
0001818502
OppFi Inc.
OPFI
0001873026
Schwartz Todd G.
ONE NORTH WACKER DRIVE, SUITE 3605
CHICAGO
IL
60606
1
1
1
0
Chief Executive Officer
Class A Common Stock
2022-08-31
4
P
0
9419
2.7004
A
307000
I
By TGS Revocable Trust
Class A Common Stock
2022-09-01
4
P
0
8115
2.7285
A
315115
I
By TGS Revocable Trust
Class V Common Stock
95179696
I
By OppFi Shares, LLC
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.56 to $2.73 for a weighted average sale price of $2.7004. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18.
The reporting person is the sole trustee of TGS Revocable Trust.
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.63 to $2.75 for a weighted average sale price of $2.7285. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18.
Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally.
The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein.
/s/ Marv Gurevich, Esq., as attorney-in-fact for Todd G. Schwartz
2022-09-02