0001104659-24-010141.txt : 20240202 0001104659-24-010141.hdr.sgml : 20240202 20240202170515 ACCESSION NUMBER: 0001104659-24-010141 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240131 FILED AS OF DATE: 20240202 DATE AS OF CHANGE: 20240202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: de Boer Klaas CENTRAL INDEX KEY: 0001845960 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56181 FILM NUMBER: 24592582 MAIL ADDRESS: STREET 1: C/O SMARTKEM, INC. STREET 2: HEXAGON TOWER, DELAUNAYS ROAD, BLACKLEY CITY: MANCHESTER STATE: X0 ZIP: M9 8GQ ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SmartKem, Inc. CENTRAL INDEX KEY: 0001817760 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 851083654 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: MANCHESTER TECHNOLOGY CENTER STREET 2: HEXAGON TOWER, DELAUNAYS ROAD, BLACKLEY CITY: MANCHESTER STATE: X0 ZIP: M9 8GQ BUSINESS PHONE: 011-44-161-721-1514 MAIL ADDRESS: STREET 1: MANCHESTER TECHNOLOGY CENTER STREET 2: HEXAGON TOWER, DELAUNAYS ROAD, BLACKLEY CITY: MANCHESTER STATE: X0 ZIP: M9 8GQ FORMER COMPANY: FORMER CONFORMED NAME: Parasol Investments Corp DATE OF NAME CHANGE: 20200710 4 1 tm244327-7_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-01-31 0 0001817760 SmartKem, Inc. SMTK 0001845960 de Boer Klaas HEXAGON TOWER DELAUNAYS ROAD, BLACKLEY MANCHESTER X0 M9 8GQ UNITED KINGDOM 1 0 0 0 0 Common Stock 2024-01-31 4 A 0 100 0.00 A 100 D Common Stock 5175 I By spouse Reflects a grant of a stock award issued pursuant to the Issuer's 2021 Equity Incentive Plan, which vested in full upon grant. Shares reported reflect a 1-for-35 reverse share split effective September 21, 2023. /s/ Ian Jenks, attorney-in-fact for Klaas de Boer 2024-02-02