0001104659-22-079025.txt : 20220712 0001104659-22-079025.hdr.sgml : 20220712 20220712091636 ACCESSION NUMBER: 0001104659-22-079025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220708 FILED AS OF DATE: 20220712 DATE AS OF CHANGE: 20220712 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown Beverley CENTRAL INDEX KEY: 0001846306 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56181 FILM NUMBER: 221078337 MAIL ADDRESS: STREET 1: C/O SMARTKEM, INC. STREET 2: HEXAGON TOWER, DELAUNAYS ROAD, BLACKLEY CITY: MANCHESTER STATE: X0 ZIP: M9 8GQ ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SmartKem, Inc. CENTRAL INDEX KEY: 0001817760 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 851083654 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: MANCHESTER TECHNOLOGY CENTER STREET 2: HEXAGON TOWER, DELAUNAYS ROAD, BLACKLEY CITY: MANCHESTER STATE: X0 ZIP: M9 8GQ BUSINESS PHONE: 011-44-161-721-1514 MAIL ADDRESS: STREET 1: MANCHESTER TECHNOLOGY CENTER STREET 2: HEXAGON TOWER, DELAUNAYS ROAD, BLACKLEY CITY: MANCHESTER STATE: X0 ZIP: M9 8GQ FORMER COMPANY: FORMER CONFORMED NAME: Parasol Investments Corp DATE OF NAME CHANGE: 20200710 4 1 tm2220038-4_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-07-08 0 0001817760 SmartKem, Inc. SMTK 0001846306 Brown Beverley HEXAGON TOWER DELAUNAYS ROAD, BLACKLEY MANCHESTER X0 M9 8GQ UNITED KINGDOM 0 1 0 0 Chief Scientist Stock option (right to buy) 2 2022-07-08 4 A 0 45000 0 A 2032-07-08 Common Stock 45000 45000 D The option award was made in accordance with the terms of the Issuer's 2021 Equity Incentive Plan. The option vests as to 25% of the shares on July 8, 2023 with the remaining shares to vest in (i) monthly installments of 937 shares over a period of 35 months commencing on August 1, 2023 and (ii) one installment of 955 shares on August 1, 2026. /s/ Robert Bahns, attorney-in-fact for Beverley Brown 2022-07-12