0001104659-22-079025.txt : 20220712
0001104659-22-079025.hdr.sgml : 20220712
20220712091636
ACCESSION NUMBER: 0001104659-22-079025
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220708
FILED AS OF DATE: 20220712
DATE AS OF CHANGE: 20220712
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brown Beverley
CENTRAL INDEX KEY: 0001846306
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-56181
FILM NUMBER: 221078337
MAIL ADDRESS:
STREET 1: C/O SMARTKEM, INC.
STREET 2: HEXAGON TOWER, DELAUNAYS ROAD, BLACKLEY
CITY: MANCHESTER
STATE: X0
ZIP: M9 8GQ
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SmartKem, Inc.
CENTRAL INDEX KEY: 0001817760
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 851083654
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: MANCHESTER TECHNOLOGY CENTER
STREET 2: HEXAGON TOWER, DELAUNAYS ROAD, BLACKLEY
CITY: MANCHESTER
STATE: X0
ZIP: M9 8GQ
BUSINESS PHONE: 011-44-161-721-1514
MAIL ADDRESS:
STREET 1: MANCHESTER TECHNOLOGY CENTER
STREET 2: HEXAGON TOWER, DELAUNAYS ROAD, BLACKLEY
CITY: MANCHESTER
STATE: X0
ZIP: M9 8GQ
FORMER COMPANY:
FORMER CONFORMED NAME: Parasol Investments Corp
DATE OF NAME CHANGE: 20200710
4
1
tm2220038-4_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2022-07-08
0
0001817760
SmartKem, Inc.
SMTK
0001846306
Brown Beverley
HEXAGON TOWER
DELAUNAYS ROAD, BLACKLEY
MANCHESTER
X0
M9 8GQ
UNITED KINGDOM
0
1
0
0
Chief Scientist
Stock option (right to buy)
2
2022-07-08
4
A
0
45000
0
A
2032-07-08
Common Stock
45000
45000
D
The option award was made in accordance with the terms of the Issuer's 2021 Equity Incentive Plan. The option vests as to 25% of the shares on July 8, 2023 with the remaining shares to vest in (i) monthly installments of 937 shares over a period of 35 months commencing on August 1, 2023 and (ii) one installment of 955 shares on August 1, 2026.
/s/ Robert Bahns, attorney-in-fact for Beverley Brown
2022-07-12