0000905718-22-000580.txt : 20220411 0000905718-22-000580.hdr.sgml : 20220411 20220411165950 ACCESSION NUMBER: 0000905718-22-000580 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20220411 DATE AS OF CHANGE: 20220411 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ogier Simon CENTRAL INDEX KEY: 0001846145 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-56181 FILM NUMBER: 22820227 MAIL ADDRESS: STREET 1: C/O SMARTKEM, INC. STREET 2: HEXAGON TOWER, DELAUNAYS ROAD, BLACKLEY CITY: MANCHESTER STATE: X0 ZIP: M9 8GQ ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SmartKem, Inc. CENTRAL INDEX KEY: 0001817760 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 851083654 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: MANCHESTER TECHNOLOGY CENTER STREET 2: HEXAGON TOWER, DELAUNAYS ROAD, BLACKLEY CITY: MANCHESTER STATE: X0 ZIP: M9 8GQ BUSINESS PHONE: 011-44-161-721-1514 MAIL ADDRESS: STREET 1: MANCHESTER TECHNOLOGY CENTER STREET 2: HEXAGON TOWER, DELAUNAYS ROAD, BLACKLEY CITY: MANCHESTER STATE: X0 ZIP: M9 8GQ FORMER COMPANY: FORMER CONFORMED NAME: Parasol Investments Corp DATE OF NAME CHANGE: 20200710 4/A 1 smartkem_fm4amapr22021.xml X0306 4/A 2021-03-31 2021-04-02 0 0001817760 SmartKem, Inc. SMTK 0001846145 Ogier Simon HEXAGON TOWER, DELAUNAYS ROAD, BLACKLEY MANCHESTER X0 M9 8GQ UNITED KINGDOM 0 1 0 0 Chief Technology Officer Stock option (right to buy) 2.00 2021-03-31 4 A 0 186602 0 A 2031-03-31 Common Stock 186602 186602 D The option award was made in accordance with the terms of the Issuer's UK Tax-Advantaged Sub-Plan. The option vests as to 25% of the shares on March 31, 2022 with the remaining shares to vest in (i) monthly installments of 3,887 shares over a period of 35 months commencing on April 1, 2022 and (ii) one installment of 3,907 shares on April 1, 2025. The original Form 4 filed by the Reporting Person on April 2, 2021 incorrectly reported that the option vests as to 25% of the shares on March 31, 2022 with the remaining shares to vest in equal monthly installments over a period of 36 months commencing on April 30, 2022. /s/ Robert Bahns, attorney-in-fact for Simon Ogier 2022-04-11