0000905718-22-000580.txt : 20220411
0000905718-22-000580.hdr.sgml : 20220411
20220411165950
ACCESSION NUMBER: 0000905718-22-000580
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20220411
DATE AS OF CHANGE: 20220411
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ogier Simon
CENTRAL INDEX KEY: 0001846145
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-56181
FILM NUMBER: 22820227
MAIL ADDRESS:
STREET 1: C/O SMARTKEM, INC.
STREET 2: HEXAGON TOWER, DELAUNAYS ROAD, BLACKLEY
CITY: MANCHESTER
STATE: X0
ZIP: M9 8GQ
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SmartKem, Inc.
CENTRAL INDEX KEY: 0001817760
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 851083654
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: MANCHESTER TECHNOLOGY CENTER
STREET 2: HEXAGON TOWER, DELAUNAYS ROAD, BLACKLEY
CITY: MANCHESTER
STATE: X0
ZIP: M9 8GQ
BUSINESS PHONE: 011-44-161-721-1514
MAIL ADDRESS:
STREET 1: MANCHESTER TECHNOLOGY CENTER
STREET 2: HEXAGON TOWER, DELAUNAYS ROAD, BLACKLEY
CITY: MANCHESTER
STATE: X0
ZIP: M9 8GQ
FORMER COMPANY:
FORMER CONFORMED NAME: Parasol Investments Corp
DATE OF NAME CHANGE: 20200710
4/A
1
smartkem_fm4amapr22021.xml
X0306
4/A
2021-03-31
2021-04-02
0
0001817760
SmartKem, Inc.
SMTK
0001846145
Ogier Simon
HEXAGON TOWER, DELAUNAYS ROAD, BLACKLEY
MANCHESTER
X0
M9 8GQ
UNITED KINGDOM
0
1
0
0
Chief Technology Officer
Stock option (right to buy)
2.00
2021-03-31
4
A
0
186602
0
A
2031-03-31
Common Stock
186602
186602
D
The option award was made in accordance with the terms of the Issuer's UK Tax-Advantaged Sub-Plan. The option vests as to 25% of the shares on March 31, 2022 with the remaining shares to vest in (i) monthly installments of 3,887 shares over a period of 35 months commencing on April 1, 2022 and (ii) one installment of 3,907 shares on April 1, 2025.
The original Form 4 filed by the Reporting Person on April 2, 2021 incorrectly reported that the option vests as to 25% of the shares on March 31, 2022 with the remaining shares to vest in equal monthly installments over a period of 36 months commencing on April 30, 2022.
/s/ Robert Bahns, attorney-in-fact for Simon Ogier
2022-04-11