0001626129-16-000351.txt : 20160229 0001626129-16-000351.hdr.sgml : 20160229 20160229150022 ACCESSION NUMBER: 0001626129-16-000351 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160225 FILED AS OF DATE: 20160229 DATE AS OF CHANGE: 20160229 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE A M & CO CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1420 KENSINGTON ROAD STREET 2: SUITE 220 CITY: OAK BROOK STATE: IL ZIP: 60523 BUSINESS PHONE: 8474557111 MAIL ADDRESS: STREET 1: 1420 KENSINGTON ROAD STREET 2: SUITE 220 CITY: OAK BROOK STATE: IL ZIP: 60523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Edgar Marec Elden CENTRAL INDEX KEY: 0001603348 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05415 FILM NUMBER: 161466981 MAIL ADDRESS: STREET 1: 1420 KENSINGTON ROAD STREET 2: SUITE 220 CITY: OAK BROOK STATE: IL ZIP: 60523 4 1 edgar-form4_022516.xml OWNERSHIP DOCUMENT X0306 4 2016-02-25 0 0000018172 CASTLE A M & CO CAS 0001603348 Edgar Marec Elden 1420 KENSINGTON ROAD SUITE 220 OAKBROOK IL 60523 0 1 0 0 EVP, GC, Secretary & CAO Employee Stock Option (right to buy) 1.98 2016-02-25 4 A 0 172000 0 A 2026-02-25 Common Stock 172000 172000 D As awarded under the A.M. Castle & Co. 2016-2018 Long-Term Compensation Plan, one-third, or 57,333, options shall be vested and exercisable on February 25, 2017, one-third, or 57,333, options shall be vested and exercisable on February 25, 2018, and one-third, or 57,334, options shall be vested and exercisable on February 25, 2019, provided that the Reporting Person is employed by A.M. Castle & Co. on each of the vesting dates. /s/ Marec E. Edgar 2016-02-29