-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EqXBI7CDTLauUvuHJ+RmfPPAjfqufHB4FhkfGLRONzUIeA7Cg4TvW1pks5Li4UHI Ix96mJElIQszpmMF2936MQ== 0001184779-04-000001.txt : 20040909 0001184779-04-000001.hdr.sgml : 20040909 20040909112359 ACCESSION NUMBER: 0001184779-04-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040817 FILED AS OF DATE: 20040909 DATE AS OF CHANGE: 20040909 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOOKS STEPHEN V CENTRAL INDEX KEY: 0001184779 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05415 FILM NUMBER: 041021955 MAIL ADDRESS: STREET 1: 3400 NO WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60161 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE A M & CO CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 BUSINESS PHONE: 7084557111 MAIL ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 4 1 c0001184779d20040909f4f.xml PRIMARY DOCUMENT X0202 4 2004-08-17 0 0000018172 CASTLE A M & CO CAS 0001184779 HOOKS STEPHEN V 3400 NORTH WOLF ROAD FRANKLIN PARK IL 60131 0 1 0 0 Executive VP & COO Common Stock 18960 D Common Stock 2004-08-17 5 J 0 0.344 9.35 D 566.4066 I By PAYSOP Plan Stock Options (Right to buy) 5.21 2004-10-23 2013-10-23 Common Stock 45000 45000 D Stock Options (Right to buy) 6.39 2003-10-24 2012-10-24 Common Stock 28000 28000 D Stock Options (Right to buy) 7.05 2003-10-04 2012-10-04 Common Stock 22275 22275 D Stock Options (Right to buy) 10 2001-07-27 2010-07-27 Common Stock 25000 25000 D Stock Options (Right to buy) 11 2002-07-26 2011-07-26 Common Stock 25000 25000 D Transaction exempt pursuant to Rule 16b-3(c). Jerry M. Aufox 2004-09-09 -----END PRIVACY-ENHANCED MESSAGE-----