-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VlwzEebWefOlm+ULQRaf7cHS8X5Mj9r7g1I0po3apfXb3LUkKX14vNkUB0XENa1L BmgQsIj2AAWjVHOtSIN//Q== 0001181431-08-026739.txt : 20080428 0001181431-08-026739.hdr.sgml : 20080428 20080428092617 ACCESSION NUMBER: 0001181431-08-026739 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080424 FILED AS OF DATE: 20080428 DATE AS OF CHANGE: 20080428 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE A M & CO CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: MD FISCAL YEAR END: 1207 BUSINESS ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 BUSINESS PHONE: 7084557111 MAIL ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERBERT PATRICK J III CENTRAL INDEX KEY: 0001210986 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05415 FILM NUMBER: 08779474 BUSINESS ADDRESS: STREET 1: C/O SIMPSON ESTATES INC STREET 2: 30 N LASALLE STREET STE 1232 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3127263116 MAIL ADDRESS: STREET 1: 30 NORTH LASALLE STREET CITY: CHICAGO STATE: IL ZIP: 60602 4 1 rrd204086.xml PJH 24 APRIL 2008 EQUITY AWARD X0202 4 2008-04-24 0 0000018172 CASTLE A M & CO CAS 0001210986 HERBERT PATRICK J III 3400 NORTH WOLF ROAD FRANKLIN PARK IL 60131 1 0 1 0 Common Stock 2008-04-24 4 A 0 2168 27.68 A 13418 D Phantom Stock 0 Common Stock 18451.724 18451.724 D Stock Options (Right to Buy) 22.44 1999-06-01 2008-06-01 Common Stock 1500 1500 D Stock Options (Right to Buy) 15.06 2000-06-01 2009-06-01 Common Stock 1500 1500 D Stock Options (Right to Buy) 12.31 2001-06-01 2010-06-01 Common Stock 1500 1500 D Stock Options (Right to Buy) 10 2001-07-27 2010-07-27 Common Stock 3500 3500 D Stock Options (Right to Buy) 13 2002-06-01 2011-06-01 Common Stock 5000 5000 D Stock Options (Right to Buy) 10.35 2003-06-03 2012-06-03 Common Stock 5000 5000 D Stock Options (Right to Buy) 8.52 2005-06-01 2014-06-01 Common Stock 7500 7500 D Stock Options (Right to Buy) 14.22 2006-06-01 2015-06-01 Common Stock 7500 7500 D Shares awarded as part of Directors' Equity Compensation; shares are restricted for one year. Each share of Phantom Stock is the economic equivalent of one shares of Common Stock. The share of Phantom Stock becomes payable in chase or Common Stock, at the election of the reporting person, upon the reporting person's termination of service as a Director. Number of Phantom Shares updated to reflect Deferred Compensation earned during the 1st Quarter of 2008. Sherry L. Holland, Attorney-in-Fact 2008-04-28 -----END PRIVACY-ENHANCED MESSAGE-----