-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RvyhtuOwai6TkW2qRO8rn+JTq04b7OgIA0CCPDXpfULjuaxeBg8MCmkwQ6edLROH 7X7V3XKpqHFt6sYzOyKQYw== 0001181431-08-026730.txt : 20080428 0001181431-08-026730.hdr.sgml : 20080428 20080428092228 ACCESSION NUMBER: 0001181431-08-026730 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080424 FILED AS OF DATE: 20080428 DATE AS OF CHANGE: 20080428 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE A M & CO CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: MD FISCAL YEAR END: 1207 BUSINESS ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 BUSINESS PHONE: 7084557111 MAIL ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIMPSON MICHAEL CENTRAL INDEX KEY: 0001184782 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05415 FILM NUMBER: 08779456 BUSINESS ADDRESS: BUSINESS PHONE: 8473492524 MAIL ADDRESS: STREET 1: 3400 NO WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60161 4 1 rrd204089.xml MS 24 APRIL 2008 EQUITY AWARD X0202 4 2008-04-24 0 0000018172 CASTLE A M & CO CAS 0001184782 SIMPSON MICHAEL 3400 NORTH WOLF ROAD FRANKLIN PARK IL 60131 1 0 0 0 Common Stock 2008-04-24 4 A 0 2168 27.68 A 87567 D Common Stock 10546 I Note 2 Common Stock 22781 I Note 3 Common Stock 262433 I Note 4 Common Stock 20992 I Note 5 Common Stock 157872 I Note 6 Common Stock 1347.2856 I Through 401(k) Plan Stock Options (Right to Buy) 10.00 2001-07-27 2010-07-27 Common Stock 10000 10000 D Stock Options (Right to Buy) 11 2002-07-26 2011-07-26 Common Stock 10000 10000 D Stock Options (Right to Buy) 10.35 2003-06-03 2012-06-03 Common Stock 5000 5000 D Stock Options (Right to Buy) 7.05 2003-10-04 2012-10-04 Common Stock 6000 6000 D Stock Options (Right to Buy) 8.52 2005-06-01 2014-06-01 Common Stock 7500 7500 D Stock Options (Right to Buy) 14.22 2006-06-01 2015-06-01 Common Stock 7500 7500 D Shares awarded as part of Directors' Equity Compensation; shares are restricted for one year. Beneficiary under Trust dated 12/07/1949 United States Trust Co., Trustee Beneficiary under Trust dated 7/24/1968 United States Trust Co., Trustee Beneficiary under Trust dated 7/26/1972 United States Trust Co. and Patrick J. Herbert, III, Trustee Beneficiary under Trust dated 12/23/1976 Northern Turst Co., Trustee Beneficiary under Trust dated 12/19/1980 Patrick J. Herbert, III, Trustee (stock acquired by Trust) Information in this report is based upon a Plan Statement dated 3/29/2008 - exempt Rule 16b-3(c). Sherry L. Holland, Attorney-in-Fact 2008-04-28 -----END PRIVACY-ENHANCED MESSAGE-----