-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SOUpOw/po5Qdv3Qh5kK3PZcHzEZqjbt150nXN3C6nKLgUeeIsnuzFppVo2Pxtdjm gq2Wm/2TdN2CQQmMiLSMBg== 0001181431-08-010176.txt : 20080213 0001181431-08-010176.hdr.sgml : 20080213 20080213174850 ACCESSION NUMBER: 0001181431-08-010176 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071231 FILED AS OF DATE: 20080213 DATE AS OF CHANGE: 20080213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE A M & CO CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: MD FISCAL YEAR END: 1207 BUSINESS ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 BUSINESS PHONE: 7084557111 MAIL ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERBERT PATRICK J III CENTRAL INDEX KEY: 0001210986 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05415 FILM NUMBER: 08606594 BUSINESS ADDRESS: STREET 1: C/O SIMPSON ESTATES INC STREET 2: 30 N LASALLE STREET STE 1232 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3127263116 MAIL ADDRESS: STREET 1: 30 NORTH LASALLE STREET CITY: CHICAGO STATE: IL ZIP: 60602 5 1 rrd194730.xml PJH 2007 FORM 5 X0202 5 2007-12-31 0 1 1 0000018172 CASTLE A M & CO CAS 0001210986 HERBERT PATRICK J III 3400 NORTH WOLF ROAD FRANKLIN PARK IL 60131 1 0 1 0 Common Stock 2007-05-30 5 M 0 1500 21.875 A 10728 D Common Stock 2007-05-30 5 I 0 1446 34.58 A 12174 D Common Stock 2007-05-30 5 S 0 1 35.50 D 12173 D Common Stock 2007-05-30 5 S 0 300 35.59 D 11873 D Common Stock 2007-05-30 5 S 0 100 35.64 D 11773 D Common Stock 2007-05-30 5 S 0 523 35.68 D 11250 D Phantom Stock 0 2007-06-20 4 A 0 4022.559 0 A Common Stock 4022.559 17600.305 D Phantom Stock 0 2007-08-10 5 A 0 201.314 0 A Common Stock 201.314 17801.619 D Phantom Stock 0 2007-12-10 5 A 0 268.646 0 A Common Stock 268.646 18070.265 D Phantom Stock 0 2007-12-28 5 A 0 176.491 0 A Common Stock 176.491 18246.756 D Stock Options (Right to Buy) 8.52 3 2005-06-01 2014-06-01 Common Stock 7500 7500 D Stock Options (Right to Buy) 10.00 3 2001-07-27 2010-07-27 Common Stock 3500 3500 D Stock Options (Right to Buy) 10.35 3 2003-06-03 2012-06-03 Common Stock 5000 5000 D Stock Options (Right to Buy) 12.3125 3 2001-06-01 2010-06-01 Common Stock 1500 1500 D Stock Options (Right to Buy) 13.00 3 2002-06-01 2011-06-01 Common Stock 5000 5000 D Stock Options (Right to Buy) 14.22 3 2006-06-01 2015-06-01 Common Stock 7500 7500 D Stock Options (Right to Buy) 15.0625 3 2000-06-01 2009-06-01 Common Stock 1500 1500 D Stock Options (Right to Buy) 22.4375 3 1999-06-01 2008-06-01 Common Stock 1500 1500 D Restricted Stock awarded to Directors as of April 27, 2007, valued at closing common stock price on April 27, 2007; cliff vests in one year. Transaction previously reported on Form 4 dated 5/31/2007. Each share of Phantom Stock is the economic equivalent of one shares of Common Stock. The share of Phantom Stock becomes payable in cash or Common Stock, at the election of the reporting person, upon the reporting person's termination of service as a Director. Sherry L. Holland, Attorney-in-Fact 2008-02-13 -----END PRIVACY-ENHANCED MESSAGE-----