0001144204-17-051987.txt : 20171011 0001144204-17-051987.hdr.sgml : 20171011 20171011115152 ACCESSION NUMBER: 0001144204-17-051987 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171006 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers FILED AS OF DATE: 20171011 DATE AS OF CHANGE: 20171011 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE A M & CO CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-05415 FILM NUMBER: 171132122 BUSINESS ADDRESS: STREET 1: 1420 KENSINGTON ROAD STREET 2: SUITE 220 CITY: OAK BROOK STATE: IL ZIP: 60523 BUSINESS PHONE: 8474557111 MAIL ADDRESS: STREET 1: 1420 KENSINGTON ROAD STREET 2: SUITE 220 CITY: OAK BROOK STATE: IL ZIP: 60523 8-K 1 tv476751_8k.htm FORM 8-K

 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
     
  FORM 8-K  
     
 

CURRENT REPORT


Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 
 

Date of Report: October 6, 2017

(Date of earliest event reported)

 
 

A. M. CASTLE & CO.
(Exact name of registrant as specified in its charter)

 
Maryland
(State or other jurisdiction of incorporation)		 1-5415
(Commission File Number)		 36-0879160
(IRS Employer Identification No.)
 
 
1420 Kensington Road, Suite 220
Oak Brook, IL 60523
(Address of principal executive offices)
 
 
Registrant’s telephone number including area code: (847) 455-7111
 
 
Not Applicable
(Former name or former address if changed since last report.)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13 e-4(c) under the Exchange Act (17 CFR 240.13 e-4(c))
 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 
       

 

 

 

 

Item 5.02Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

 

On October 6, 2017, the Board of Directors (the “Board”) of A.M. Castle & Co. (the “Company”) appointed Michael Sheehan to the Board, effective immediately. The Board has not made any determinations regarding committee assignments for Mr. Sheehan at this time.

 

As a director of the Company, Mr. Sheehan will participate in the Company's non-employee director compensation program. Under the current non-employee director compensation program, each non-employee director will receive an annual cash fee of $60,000 (paid in four equal quarterly installments).

 

There are no arrangements or understandings between Mr. Sheehan and any other persons pursuant to which he was elected as a director. There are no transactions between Mr. Sheehan and the Company that would require disclosure under Item 404(a) of Regulation S-K.

 

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  A. M. CASTLE & CO.
   
 

/s/ Marec E. Edgar

October 11, 2017

By:

Marec E. Edgar

Executive Vice President, General Counsel, Secretary & Chief Administrative Officer