0001140361-17-014681.txt : 20170404 0001140361-17-014681.hdr.sgml : 20170404 20170404171525 ACCESSION NUMBER: 0001140361-17-014681 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170401 FILED AS OF DATE: 20170404 DATE AS OF CHANGE: 20170404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE A M & CO CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1420 KENSINGTON ROAD STREET 2: SUITE 220 CITY: OAK BROOK STATE: IL ZIP: 60523 BUSINESS PHONE: 8474557111 MAIL ADDRESS: STREET 1: 1420 KENSINGTON ROAD STREET 2: SUITE 220 CITY: OAK BROOK STATE: IL ZIP: 60523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Edgar Marec Elden CENTRAL INDEX KEY: 0001603348 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05415 FILM NUMBER: 17739601 MAIL ADDRESS: STREET 1: 1420 KENSINGTON ROAD STREET 2: SUITE 220 CITY: OAK BROOK STATE: IL ZIP: 60523 4 1 doc1.xml FORM 4 X0306 4 2017-04-01 0 0000018172 CASTLE A M & CO CASL 0001603348 Edgar Marec Elden 1420 KENSINGTON ROAD SUITE 220 OAK BROOK IL 60523 0 1 0 0 EVP, GC, Sec & Chief Admin Off Common Stock 2017-04-01 4 M 0 5088 A 10025 D Common Stock 2017-04-01 4 F 0 1582 0.30 D 8443 D Restricted Stock Units 2017-04-01 4 M 0 5088 D 2017-04-01 2017-04-01 Common Stock 5088 0 D Each restricted stock unit converted into a share of A.M. Castle & Co. common stock on a one-for-one basis upon vesting on April 1, 2017. As of April 1, 2017, Reporting Person also owns options to purchase an aggregate of 229,273 shares of Issuer's common stock. Reporting Person also owns 11,454 unvested restricted stock units. /s/ Marec E. Edgar 2017-04-04