0001140361-17-000492.txt : 20170104 0001140361-17-000492.hdr.sgml : 20170104 20170104175246 ACCESSION NUMBER: 0001140361-17-000492 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170104 DATE AS OF CHANGE: 20170104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE A M & CO CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: MD FISCAL YEAR END: 1103 BUSINESS ADDRESS: STREET 1: 1420 KENSINGTON ROAD STREET 2: SUITE 220 CITY: OAK BROOK STATE: IL ZIP: 60523 BUSINESS PHONE: 8474557111 MAIL ADDRESS: STREET 1: 1420 KENSINGTON ROAD STREET 2: SUITE 220 CITY: OAK BROOK STATE: IL ZIP: 60523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Anderson Patrick R. CENTRAL INDEX KEY: 0001413322 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05415 FILM NUMBER: 17507412 MAIL ADDRESS: STREET 1: 3400 NORTH WOLF ROAD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 4 1 doc1.xml FORM 4 X0306 4 2016-12-31 0 0000018172 CASTLE A M & CO CASL 0001413322 Anderson Patrick R. 1420 KENSINGTON ROAD SUITE 220 OAK BROOK IL 60523 0 1 0 0 EVP, CFO & Treasurer Common Stock 2016-12-31 4 M 0 3002 A 23884 D Common Stock 2016-12-31 4 F 0 933 .252 D 22951 D Restricted Stock Units 2016-12-31 4 M 0 3002 D 2016-12-31 2016-12-31 Common Stock 3002 0 D Each restricted stock unit converted into a share of A.M. Castle & Co. common stock on a one-for-one basis upon vesting on December 31, 2016. As of December 31, 2016, Reporting Person also owns options to purchase an aggregate of 207,405 shares of Issuer's common stock. Reporting Person also owns 7,394 unvested restricted stock units. /s/ Patrick R. Anderson, By: Marec E. Edgar, Attorney-in-Fact 2017-01-04