0001140361-17-000492.txt : 20170104
0001140361-17-000492.hdr.sgml : 20170104
20170104175246
ACCESSION NUMBER: 0001140361-17-000492
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170104
DATE AS OF CHANGE: 20170104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CASTLE A M & CO
CENTRAL INDEX KEY: 0000018172
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051]
IRS NUMBER: 360879160
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1103
BUSINESS ADDRESS:
STREET 1: 1420 KENSINGTON ROAD
STREET 2: SUITE 220
CITY: OAK BROOK
STATE: IL
ZIP: 60523
BUSINESS PHONE: 8474557111
MAIL ADDRESS:
STREET 1: 1420 KENSINGTON ROAD
STREET 2: SUITE 220
CITY: OAK BROOK
STATE: IL
ZIP: 60523
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Anderson Patrick R.
CENTRAL INDEX KEY: 0001413322
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05415
FILM NUMBER: 17507412
MAIL ADDRESS:
STREET 1: 3400 NORTH WOLF ROAD
CITY: FRANKLIN PARK
STATE: IL
ZIP: 60131
4
1
doc1.xml
FORM 4
X0306
4
2016-12-31
0
0000018172
CASTLE A M & CO
CASL
0001413322
Anderson Patrick R.
1420 KENSINGTON ROAD
SUITE 220
OAK BROOK
IL
60523
0
1
0
0
EVP, CFO & Treasurer
Common Stock
2016-12-31
4
M
0
3002
A
23884
D
Common Stock
2016-12-31
4
F
0
933
.252
D
22951
D
Restricted Stock Units
2016-12-31
4
M
0
3002
D
2016-12-31
2016-12-31
Common Stock
3002
0
D
Each restricted stock unit converted into a share of A.M. Castle & Co. common stock on a one-for-one basis upon vesting on December 31, 2016.
As of December 31, 2016, Reporting Person also owns options to purchase an aggregate of 207,405 shares of Issuer's common stock. Reporting Person also owns 7,394 unvested restricted stock units.
/s/ Patrick R. Anderson, By: Marec E. Edgar, Attorney-in-Fact
2017-01-04