0001140361-16-083798.txt : 20161027
0001140361-16-083798.hdr.sgml : 20161027
20161027174524
ACCESSION NUMBER: 0001140361-16-083798
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161025
FILED AS OF DATE: 20161027
DATE AS OF CHANGE: 20161027
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CASTLE A M & CO
CENTRAL INDEX KEY: 0000018172
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051]
IRS NUMBER: 360879160
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1420 KENSINGTON ROAD
STREET 2: SUITE 220
CITY: OAK BROOK
STATE: IL
ZIP: 60523
BUSINESS PHONE: 8474557111
MAIL ADDRESS:
STREET 1: 1420 KENSINGTON ROAD
STREET 2: SUITE 220
CITY: OAK BROOK
STATE: IL
ZIP: 60523
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schwind Paul
CENTRAL INDEX KEY: 0001576028
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05415
FILM NUMBER: 161956467
MAIL ADDRESS:
STREET 1: 475 N. MARTINGALE ROAD, SUITE 1050
CITY: SCHAUMBURG
STATE: IL
ZIP: 60173
4
1
doc1.xml
FORM 4
X0306
4
2016-10-25
0
0000018172
CASTLE A M & CO
CAS
0001576028
Schwind Paul
1420 KENSINGTON ROAD
SUITE 220
OAK BROOK
IL
60523
0
1
0
0
Controller, CAO
Stock Option (Right to Buy)
0.54
2016-10-25
4
A
0
43100
0.00
A
2017-10-25
2026-10-25
Common Stock
43100
43100
D
Restricted Stock Unit
2017-12-31
2017-12-31
Common Stock
3658
3658
D
Stock options granted by Issuer pursuant to the A.M. Castle & Co. 2016-2018 Long-Term Compensation Plan.
These options vest in three equal annual installments beginning on the first anniversary of the date of the grant.
As of October 25, 2016, Reporting Person owns options to purchase an aggregate of 53,552 shares of Issuer's common stock.
Each restricted stock unit represents a contingent right to receive one share of common stock of A.M. Castle & Co.
Paul Schwind, By: Marec E. Edgar, Attorney-In-Fact
2016-10-27