0001140361-16-046369.txt : 20160105 0001140361-16-046369.hdr.sgml : 20160105 20160105083041 ACCESSION NUMBER: 0001140361-16-046369 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160105 DATE AS OF CHANGE: 20160105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE A M & CO CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1420 KENSINGTON ROAD STREET 2: SUITE 220 CITY: OAK BROOK STATE: IL ZIP: 60523 BUSINESS PHONE: 8474557111 MAIL ADDRESS: STREET 1: 1420 KENSINGTON ROAD STREET 2: SUITE 220 CITY: OAK BROOK STATE: IL ZIP: 60523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KNOPP RONALD E CENTRAL INDEX KEY: 0001580941 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05415 FILM NUMBER: 161320149 MAIL ADDRESS: STREET 1: 1420 KENSINGTON ROAD STREET 2: SUITE 220 CITY: OAK BROOK STATE: IL ZIP: 60523 4 1 doc1.xml FORM 4 X0306 4 2015-12-31 0 0000018172 CASTLE A M & CO CAS 0001580941 KNOPP RONALD E 1420 KENSINGTON ROAD SUITE 220 OAK BROOK IL 60523 0 1 0 0 EVP, Chief Operating Officer Common Stock 2015-12-31 4 M 0 2700 A 8207 D Common Stock 2015-12-31 4 F 0 839 1.59 D 7368 D Common Stock 8976.07 I See Note Restricted Stock Units 2015-12-31 4 M 0 2700 D 2015-12-31 2015-12-31 Common Stock 2700 0 D Each restricted stock unit converted into a share of A.M. Castle & Co. common stock on a one-for-one basis upon vesting on December 31, 2015. Between December 31, 2014 and December 31, 2015, the reporting person's balance decreased by 20.79 shares of common stock under the A.M. Castle & Co. 401(k) Plan. The information in this report is based upon a plan statement dated as of December 31, 2015. Marec E. Edgar, Attorney-in-Fact 2016-01-05