0001140361-15-028874.txt : 20150728 0001140361-15-028874.hdr.sgml : 20150728 20150728170709 ACCESSION NUMBER: 0001140361-15-028874 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150724 FILED AS OF DATE: 20150728 DATE AS OF CHANGE: 20150728 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE A M & CO CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1420 KENSINGTON ROAD STREET 2: SUITE 220 CITY: OAK BROOK STATE: IL ZIP: 60523 BUSINESS PHONE: 8474557111 MAIL ADDRESS: STREET 1: 1420 KENSINGTON ROAD STREET 2: SUITE 220 CITY: OAK BROOK STATE: IL ZIP: 60523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Anderson Patrick R. CENTRAL INDEX KEY: 0001413322 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05415 FILM NUMBER: 151010385 MAIL ADDRESS: STREET 1: 3400 NORTH WOLF ROAD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 4 1 doc1.xml FORM 4 X0306 4 2015-07-24 0 0000018172 CASTLE A M & CO CAS 0001413322 Anderson Patrick R. 1420 KENSINGTON ROAD SUITE 220 OAK BROOK IL 60523 0 1 0 0 EVP, CFO and Treasurer Employee Stock Option (right to buy) 3.92 2015-07-24 4 A 0 36505 0 A 2025-07-23 Common Stock 36505 36505 D Employee Stock Option (right to buy) 3.92 2015-07-24 4 A 0 14100 0 A 2025-07-23 Common Stock 14100 14100 D As awarded under the A.M. Castle & Co. 2015-2017 Long-Term Compensation Plan, one-third, or 12,168, options shall be vested on February 25, 2016, and exercisable on July 24, 2016, an additional one-third, or 12,168, options shall be vested and exercisable on February 25, 2017, and the final one-third, or 12,169, options shall be vested and exercisable on February 25, 2018, provided the Reporting Person is employed by A.M. Castle & Co. on each of the vesting dates. As awarded under the A.M. Castle & Co. 2015 Short-Term Incentive Plan, one-third, or 4,700, options shall be vested and exercisable on July 24, 2016, an additional one-third, or 4,700, options shall be vested and exercisable on July 24, 2017, and the final one-third, or 4,700, options shall be vested and exercisable on July 24, 2018, provided the Reporting Person is employed by A.M. Castle & Co. on each of the vesting dates. Marec E. Edgar, Attorney-in-Fact 2015-07-28