0001140361-14-000080.txt : 20140102 0001140361-14-000080.hdr.sgml : 20140101 20140102132748 ACCESSION NUMBER: 0001140361-14-000080 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140102 DATE AS OF CHANGE: 20140102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE A M & CO CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1420 KENSINGTON ROAD STREET 2: SUITE 220 CITY: OAK BROOK STATE: IL ZIP: 60523 BUSINESS PHONE: 8474557111 MAIL ADDRESS: STREET 1: 1420 KENSINGTON ROAD STREET 2: SUITE 220 CITY: OAK BROOK STATE: IL ZIP: 60523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Anderson Patrick R. CENTRAL INDEX KEY: 0001413322 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05415 FILM NUMBER: 14501011 MAIL ADDRESS: STREET 1: 3400 NORTH WOLF ROAD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 4 1 doc1.xml FORM 4 X0306 4 2013-12-31 0 0000018172 CASTLE A M & CO CAS 0001413322 Anderson Patrick R. 1420 KENSINGTON ROAD SUITE 220 OAK BROOK IL 60523 0 1 0 0 CAO/Controller Common Stock 2013-12-31 4 M 0 2100 A 6771.6 D Common Stock 2013-12-31 4 F 0 660 14.77 D 6111.6 D Restricted Stock Units 2013-12-31 4 M 0 2100 D 2013-12-31 2013-12-31 Common Stock 2100 0 D Each restricted stock unit converted into a share of A.M. Castle & Co. common stock on a one-for-one basis upon vesting on December 31, 2013. Amount of securities beneficially owned includes a total of 11.8 shares acquired from February 28, 2013 through April 4, 2013, via Registrant's Employee Stock Purchase Plan. Robert J. Perna, Attorney-in-Fact 2014-01-02