0001140361-13-011570.txt : 20130308 0001140361-13-011570.hdr.sgml : 20130308 20130308172221 ACCESSION NUMBER: 0001140361-13-011570 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130307 FILED AS OF DATE: 20130308 DATE AS OF CHANGE: 20130308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOLAN SCOTT J CENTRAL INDEX KEY: 0001254902 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05415 FILM NUMBER: 13678509 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE A M & CO CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1420 KENSINGTON ROAD STREET 2: SUITE 220 CITY: OAK BROOK STATE: IL ZIP: 60523 BUSINESS PHONE: 8474557111 MAIL ADDRESS: STREET 1: 1420 KENSINGTON ROAD STREET 2: SUITE 220 CITY: OAK BROOK STATE: IL ZIP: 60523 4 1 doc1.xml FORM 4 X0306 4 2013-03-07 0 0000018172 CASTLE A M & CO CAS 0001254902 DOLAN SCOTT J 1420 KENSINGTON ROAD SUITE 220 OAK BROOK IL 60523 1 1 0 0 President and CEO Common Stock 2013-03-07 4 M 0 2059 0 A 2059 D Common Stock 2013-03-07 4 F 0 647 16.29 D 1412 D Performance Share Units 2013-03-07 4 M 0 2059 0 D Common Stock 2059 0 D Restricted Stock Units 2013-03-07 4 A 0 26000 0 A Common Stock 26000 26000 D Shares of common stock acquired pursuant to the payout of a performance share unit grant (the "PSU"). Each PSU represented a contingent right to receive a share of A.M. Castle & Co. common stock upon achievement of certain total shareholder return ("TSR") performance goals set by the Human Resources Committee of the Board of Directors in 2010. The PSU paid out on March 7, 2013. Each restricted stock unit represents a contingent right to receive one share of common stock of A.M. Castle & Co. The restricted stock units vest in full on December 31, 2015, provided the reporting person is employed by A.M. Castle & Co. on the vesting date. Robert J. Perna, Attorney-in-Fact 2013-03-08