0001140361-13-011508.txt : 20130308 0001140361-13-011508.hdr.sgml : 20130308 20130308152818 ACCESSION NUMBER: 0001140361-13-011508 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130306 FILED AS OF DATE: 20130308 DATE AS OF CHANGE: 20130308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tiffany Blain CENTRAL INDEX KEY: 0001323719 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05415 FILM NUMBER: 13677282 MAIL ADDRESS: STREET 1: 3400 N. WOLF ROAD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE A M & CO CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1420 KENSINGTON ROAD STREET 2: SUITE 220 CITY: OAK BROOK STATE: IL ZIP: 60523 BUSINESS PHONE: 8474557111 MAIL ADDRESS: STREET 1: 1420 KENSINGTON ROAD STREET 2: SUITE 220 CITY: OAK BROOK STATE: IL ZIP: 60523 4 1 doc1.xml FORM 4 X0306 4 2013-03-06 0 0000018172 CASTLE A M & CO CAS 0001323719 Tiffany Blain 1420 KENSINGTON ROAD SUITE 220 OAK BROOK IL 60523 0 1 0 0 VP, President-Castle Metals Common Stock 2013-03-06 4 M 0 6630 0 A 39684 D Common Stock 2013-03-06 4 F 0 2824 16.29 D 36860 D Common Stock 530 I Through 401(k) Plan Performance Share Units 2013-03-06 4 M 0 6630 0 D Common Stock 6630 0 D Restricted Stock Units 2013-03-06 4 A 0 8400 0 A Common Stock 8400 8400 D Shares of common stock acquired pursuant to the payout of a performance share unit grant made on March 18, 2010 (the "PSU"). Each PSU represented a contingent right to receive a share of A.M. Castle & Co. common stock upon achievement of certain total shareholder return ("TSR") performance goals set by the Human Resources Committee of the Board of Directors in 2010. The PSU paid out on March 6, 2013. Each restricted stock unit represents a contingent right to receive one share of common stock of A.M. Castle & Co. The restricted stock units vest in full on December 31, 2015, provided the reporting person is employed by A.M. Castle & Co. on the vesting date. Robert J. Perna, Attorney-in-Fact 2013-03-08