0001140361-13-011506.txt : 20130308
0001140361-13-011506.hdr.sgml : 20130308
20130308152741
ACCESSION NUMBER: 0001140361-13-011506
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130306
FILED AS OF DATE: 20130308
DATE AS OF CHANGE: 20130308
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stephens Scott F
CENTRAL INDEX KEY: 0001327329
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05415
FILM NUMBER: 13677276
MAIL ADDRESS:
STREET 1: 1666 EAST TOUHY AVENUE
CITY: DES PLAINES
STATE: IL
ZIP: 60018
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CASTLE A M & CO
CENTRAL INDEX KEY: 0000018172
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051]
IRS NUMBER: 360879160
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1420 KENSINGTON ROAD
STREET 2: SUITE 220
CITY: OAK BROOK
STATE: IL
ZIP: 60523
BUSINESS PHONE: 8474557111
MAIL ADDRESS:
STREET 1: 1420 KENSINGTON ROAD
STREET 2: SUITE 220
CITY: OAK BROOK
STATE: IL
ZIP: 60523
4
1
doc1.xml
FORM 4
X0306
4
2013-03-06
0
0000018172
CASTLE A M & CO
CAS
0001327329
Stephens Scott F
1420 KENSINGTON ROAD
SUITE 220
OAK BROOK
IL
60523
0
1
0
0
Vice President, CFO & Treas.
Common Stock
2013-03-06
4
M
0
9704
0
A
43425
D
Common Stock
2013-03-06
4
F
0
3192
16.29
D
40233
D
Performance Share Unit
2013-03-06
4
M
0
9704
0
D
Common Stock
9704
0
D
Restricted Stock Units
2013-03-06
4
A
0
9600
0
A
Common Stock
9600
9600
D
Amount of securities beneficially owned includes a total of 42.5 shares acquired on December 24, 2012, via Registrant's Employee Stock Purchase Plan.
Shares of common stock acquired pursuant to the payout of a performance share unit grant made on March 18, 2010 (the "PSU").
Each PSU represented a contingent right to receive a share of A.M. Castle & Co. common stock upon achievement of certain total shareholder return ("TSR") performance goals set by the Human Resources Committee of the Board of Directors in 2010. The PSU paid out on March 6, 2013.
Each restricted stock unit represents a contingent right to receive one share of common stock of A.M. Castle & Co.
The restricted stock units vest in full on December 31, 2015, provided the reporting person is employed by A.M. Castle & Co. on the vesting date.
Robert J. Perna, Attorney-in-Fact
2013-03-08