0001140361-13-011497.txt : 20130308 0001140361-13-011497.hdr.sgml : 20130308 20130308152432 ACCESSION NUMBER: 0001140361-13-011497 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130306 FILED AS OF DATE: 20130308 DATE AS OF CHANGE: 20130308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bretones-Lopez Jose-Luis CENTRAL INDEX KEY: 0001571046 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05415 FILM NUMBER: 13677253 MAIL ADDRESS: STREET 1: 1420 KENSINGTON ROAD STREET 2: SUITE 220 CITY: OAK BROOK STATE: IL ZIP: 60523 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE A M & CO CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1420 KENSINGTON ROAD STREET 2: SUITE 220 CITY: OAK BROOK STATE: IL ZIP: 60523 BUSINESS PHONE: 8474557111 MAIL ADDRESS: STREET 1: 1420 KENSINGTON ROAD STREET 2: SUITE 220 CITY: OAK BROOK STATE: IL ZIP: 60523 4 1 doc1.xml FORM 4 X0306 4 2013-03-06 0 0000018172 CASTLE A M & CO CAS 0001571046 Bretones-Lopez Jose-Luis 1420 KENSINGTON ROAD SUITE 220 OAK BROOK IL 60523 0 1 0 0 VP, Sourcing & Supply Chain Restricted Stock Units 2013-03-06 4 A 0 4298 0 A Common Stock 4298 4298 D Restricted Stock Units 2013-03-06 4 A 0 3400 0 A Common Stock 3400 3400 D Each restricted stock unit represents a contingent right to receive one share of common stock of A.M. Castle & Co. The restricted stock units vest in full on March 6, 2016, provided the reporting person is employed by A.M. Castle & Co. on the vesting date. The restricted stock units vest in full on December 31, 2015, provided the reporting person is employed by A.M. Castle & Co. on the vesting date. Robert J. Perna, Attorney-in-Fact 2013-03-08