0001140361-13-000082.txt : 20130102 0001140361-13-000082.hdr.sgml : 20130101 20130102135828 ACCESSION NUMBER: 0001140361-13-000082 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130102 DATE AS OF CHANGE: 20130102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stephens Scott F CENTRAL INDEX KEY: 0001327329 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05415 FILM NUMBER: 13501220 MAIL ADDRESS: STREET 1: 1666 EAST TOUHY AVENUE CITY: DES PLAINES STATE: IL ZIP: 60018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE A M & CO CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1420 KENSINGTON ROAD STREET 2: SUITE 220 CITY: OAK BROOK STATE: IL ZIP: 60523 BUSINESS PHONE: 8474557111 MAIL ADDRESS: STREET 1: 1420 KENSINGTON ROAD STREET 2: SUITE 220 CITY: OAK BROOK STATE: IL ZIP: 60523 4 1 doc1.xml FORM 4 X0306 4 2012-12-31 0 0000018172 CASTLE A M & CO CAS 0001327329 Stephens Scott F 1420 KENSINGTON ROAD SUITE 220 OAK BROOK IL 60523 0 1 0 0 Vice President, CFO & Treas. Common Stock 2012-12-31 4 M 0 13100 14.77 A 37797.5 D Common Stock 2012-12-31 4 F 0 4119 14.77 D 33678.5 D Restricted Stock Units 2012-12-31 4 M 0 13100 0 D 2012-12-31 2012-12-31 Common Stock 13100 0 D Amount of securities beneficially owned includes a total of 348.4 shares acquired from May 16, 2012 through October 11, 2012, via Registrant's Employee Stock Purchase Plan. Each unit converted into a share of A.M. Castle & Co. common stock on a one-for-one basis. Robert J. Perna, Attorney-in-Fact 2013-01-02