0001140361-13-000080.txt : 20130102 0001140361-13-000080.hdr.sgml : 20130101 20130102135518 ACCESSION NUMBER: 0001140361-13-000080 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130102 DATE AS OF CHANGE: 20130102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GARRETT THOMAS L CENTRAL INDEX KEY: 0001329833 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05415 FILM NUMBER: 13501209 MAIL ADDRESS: STREET 1: 3400 N. WOLF ROAD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE A M & CO CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1420 KENSINGTON ROAD STREET 2: SUITE 220 CITY: OAK BROOK STATE: IL ZIP: 60523 BUSINESS PHONE: 8474557111 MAIL ADDRESS: STREET 1: 1420 KENSINGTON ROAD STREET 2: SUITE 220 CITY: OAK BROOK STATE: IL ZIP: 60523 4 1 doc1.xml FORM 4 X0306 4 2012-12-31 0 0000018172 CASTLE A M & CO CAS 0001329833 GARRETT THOMAS L 1420 KENSINGTON ROAD SUITE 220 OAK BROOK IL 60523 0 1 0 0 Pres., Total Plastics, Inc. Common Stock 2012-12-31 4 M 0 3200 14.77 A 16527 D Common Stock 2012-12-31 4 F 0 985 14.77 D 15542 D Common Stock 7704.05 I See Note Restricted Stock Units 2012-12-31 4 M 0 3200 0 D 2012-12-31 2012-12-31 Common Stock 3200 0 D Between March 1, 2012 and November 30, 2012, the reporting person acquired 3,717.78 shares of A.M. Castle & Co. common stock under the A.M. Castle & Co. 401(k) Plan. The information in this report is based upon a plan statement dated as of November 30, 2012. Each unit converted into a share of A.M. Castle & Co. common stock on a one-for-one basis. Robert J. Perna, Attorney-in-Fact 2013-01-02