0001140361-12-014377.txt : 20120309 0001140361-12-014377.hdr.sgml : 20120309 20120309094006 ACCESSION NUMBER: 0001140361-12-014377 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120307 FILED AS OF DATE: 20120309 DATE AS OF CHANGE: 20120309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GARRETT THOMAS L CENTRAL INDEX KEY: 0001329833 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05415 FILM NUMBER: 12679114 MAIL ADDRESS: STREET 1: 3400 N. WOLF ROAD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE A M & CO CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1420 KENSINGTON ROAD STREET 2: SUITE 220 CITY: OAK BROOK STATE: IL ZIP: 60523 BUSINESS PHONE: 8474557111 MAIL ADDRESS: STREET 1: 1420 KENSINGTON ROAD STREET 2: SUITE 220 CITY: OAK BROOK STATE: IL ZIP: 60523 4 1 doc1.xml FORM 4 X0304 4 2012-03-07 0 0000018172 CASTLE A M & CO CAS 0001329833 GARRETT THOMAS L 1420 KENSINGTON ROAD SUITE 220 OAK BROOK IL 60523 0 1 0 0 Pres., Total Plastics, Inc. Common Stock 13327 D Common Stock 3986.27 I Through 401(k) Plan Restricted Stock Units 2012-03-07 4 A 0 3700 0 A 2014-12-31 2014-12-31 Common Stock 3700 3700 D Between November 30, 2011 and February 29, 2012, the reporting person acquired 669.29 shares of A.M. Castle & Co. common stock under the A.M. Castle & Co. 401(k) Plan. The information in this report is based upon a plan statement dated as of February 29, 2012. Each restricted stock unit represents a contingent right to receive one share of common stock of A.M. Castle & Co. The restricted stock units vest in full on December 31, 2014, provided the reporting person is employed by A.M. Castle & Co. on the vesting date. Robert J. Perna, Attorney-in-Fact 2012-03-09