0001140361-12-014369.txt : 20120309 0001140361-12-014369.hdr.sgml : 20120309 20120309092445 ACCESSION NUMBER: 0001140361-12-014369 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120307 FILED AS OF DATE: 20120309 DATE AS OF CHANGE: 20120309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stephens Scott F CENTRAL INDEX KEY: 0001327329 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05415 FILM NUMBER: 12679083 MAIL ADDRESS: STREET 1: 1666 EAST TOUHY AVENUE CITY: DES PLAINES STATE: IL ZIP: 60018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE A M & CO CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1420 KENSINGTON ROAD STREET 2: SUITE 220 CITY: OAK BROOK STATE: IL ZIP: 60523 BUSINESS PHONE: 8474557111 MAIL ADDRESS: STREET 1: 1420 KENSINGTON ROAD STREET 2: SUITE 220 CITY: OAK BROOK STATE: IL ZIP: 60523 4 1 doc1.xml FORM 4 X0304 4 2012-03-07 0 0000018172 CASTLE A M & CO CAS 0001327329 Stephens Scott F 1420 KENSINGTON ROAD SUITE 220 OAK BROOK IL 60523 0 1 0 0 Vice President, CFO & Treas. Common Stock 16225.86 D Restricted Stock Units 2012-03-07 4 A 0 15400 0 A 2014-12-31 2014-12-31 Common Stock 15400 15400 D Amount of securities beneficially owned includes a total of 566.56 shares acquired from February 14, 2011 through March 7, 2012 via the Registrant's Employee Stock Purchase Plan. Each restricted stock unit represents a contingent right to receive one share of common stock of A.M. Castle & Co. The restricted stock units vest in full on December 31, 2014, provided the reporting person is employed by A.M. Castle & Co. on the vesting date. Robert J. Perna, Attorney-in-Fact 2012-03-09