0001140361-11-029449.txt : 20110524
0001140361-11-029449.hdr.sgml : 20110524
20110524093632
ACCESSION NUMBER: 0001140361-11-029449
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110523
FILED AS OF DATE: 20110524
DATE AS OF CHANGE: 20110524
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CASTLE A M & CO
CENTRAL INDEX KEY: 0000018172
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051]
IRS NUMBER: 360879160
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3400 N WOLF RD
CITY: FRANKLIN PARK
STATE: IL
ZIP: 60131
BUSINESS PHONE: 7084557111
MAIL ADDRESS:
STREET 1: 3400 N WOLF RD
CITY: FRANKLIN PARK
STATE: IL
ZIP: 60131
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HERBERT PATRICK J III
CENTRAL INDEX KEY: 0001210986
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05415
FILM NUMBER: 11866973
MAIL ADDRESS:
STREET 1: 30 NORTH LASALLE STREET
CITY: CHICAGO
STATE: IL
ZIP: 60602
4
1
doc1.xml
FORM 4
X0303
4
2011-05-23
0
0000018172
CASTLE A M & CO
CAS
0001210986
HERBERT PATRICK J III
1420 KENSINGTON ROAD
SUITE 220
OAK BROOK
IL
60523
1
0
1
0
Common Stock
2011-05-23
4
M
0
5000
13.00
A
32839
D
Common Stock
2011-05-23
4
S
0
3601
18.15
D
29238
D
Common Stock
2073
I
See Note 2
Employee Stock Option (right to buy)
13.00
2011-05-23
4
M
0
5000
0
D
2002-06-01
2011-06-01
Common Stock
5000
0
D
This transaction was executed in multiple trades at prices ranging from $18.08 to $18.20. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Beneficiary under Simpson Estates, Inc. Pension Trust, dated 12/28/85.
Robert J. Perna, Attorney-in-Fact
2011-05-24