0001140361-11-014421.txt : 20110304 0001140361-11-014421.hdr.sgml : 20110304 20110304164859 ACCESSION NUMBER: 0001140361-11-014421 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110303 FILED AS OF DATE: 20110304 DATE AS OF CHANGE: 20110304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDBERG MICHAEL H CENTRAL INDEX KEY: 0001351437 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05415 FILM NUMBER: 11665301 MAIL ADDRESS: STREET 1: A M CASTLE & CO STREET 2: 3400 N. WOLF ROAD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE A M & CO CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 BUSINESS PHONE: 7084557111 MAIL ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 4 1 doc1.xml FORM 4 X0303 4 2011-03-03 0 0000018172 CASTLE A M & CO CAS 0001351437 GOLDBERG MICHAEL H 3400 NORTH WOLF ROAD FRANKLIN PARK IL 60131 0 1 0 0 President & CEO Restricted Stock Units 2011-03-03 4 A 0 22400 0 A 2013-12-31 2013-12-31 Common Stock 22400 22400 D Each restricted stock unit represents a contingent right to receive one share of common stock of A. M. Castle & Co. The restricted stock units vest in full on December 31, 2013, provided the reporting person is employed by A. M. Castle & Co. on the vesting date. Robert J. Perna, Attorney-in-Fact 2011-03-04