0001140361-11-014405.txt : 20110304 0001140361-11-014405.hdr.sgml : 20110304 20110304163800 ACCESSION NUMBER: 0001140361-11-014405 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110302 FILED AS OF DATE: 20110304 DATE AS OF CHANGE: 20110304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stephens Scott F CENTRAL INDEX KEY: 0001327329 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05415 FILM NUMBER: 11665169 MAIL ADDRESS: STREET 1: 1666 EAST TOUHY AVENUE CITY: DES PLAINES STATE: IL ZIP: 60018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE A M & CO CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 BUSINESS PHONE: 7084557111 MAIL ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 4 1 doc1.xml FORM 4 X0303 4 2011-03-02 0 0000018172 CASTLE A M & CO CAS 0001327329 Stephens Scott F 3400 NORTH WOLF RD. FRANKLIN PARK IL 60131 0 1 0 0 Vice President, CFO & Treas. Common Stock 15659.60 D Restricted Stock Units 2011-03-02 4 A 0 8900 0 A 2013-12-31 2013-12-31 Common Stock 8900 8900 D Amount of securities beneficially owned following reported transaction includes a total of 208.95 shares acquired from October 4, 2010 through February 14, 2011 via the Registrant's Employee Stock Purchase Plan. Each restricted stock unit represents a contingent right to receive one share of common stock of A. M. Castle & Co. The restricted stock units vest in full on December 31, 2013, provided the reporting person is employed by A. M. Castle & Co. on the vesting date. Robert J. Perna, Attorney-in-Fact 2011-03-04