0001140361-11-014403.txt : 20110304 0001140361-11-014403.hdr.sgml : 20110304 20110304163629 ACCESSION NUMBER: 0001140361-11-014403 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110302 FILED AS OF DATE: 20110304 DATE AS OF CHANGE: 20110304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOOKS STEPHEN V CENTRAL INDEX KEY: 0001184779 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05415 FILM NUMBER: 11665143 MAIL ADDRESS: STREET 1: 3400 N. WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE A M & CO CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 BUSINESS PHONE: 7084557111 MAIL ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 4 1 doc1.xml FORM 4 X0303 4 2011-03-02 0 0000018172 CASTLE A M & CO CAS 0001184779 HOOKS STEPHEN V 3400 NORTH WOLF RD. FRANKLIN PARK IL 60131 0 1 0 0 President, Castle Metals Common Stock 64675 D Common Stock 2405.32 I Through 401(k) Plan Common Stock 589.5688 I Through PAYSOP Plan Restricted Stock Units 2011-03-02 4 A 0 6300 0 A 2013-12-31 2013-12-31 Common Stock 6300 6300 D Between February 28, 2010 and January 31, 2011 the reporting person's balance decreased by 1.45 shares of A. M. Castle & Co. common stock under the A. M. Castle & Co. 401(k) Plan. The information in this report is based on a plan statement dated as of January 31, 2011. Each restricted stock unit represents a contingent right to receive one share of common stock of A. M. Castle & Co. The restricted stock units vest in full on December 31, 2013, provided the reporting person is employed by A. M. Castle & Co. on the vesting date. Robert J. Perna, Attorney-in-Fact 2011-03-04