0001140361-11-014397.txt : 20110304 0001140361-11-014397.hdr.sgml : 20110304 20110304163422 ACCESSION NUMBER: 0001140361-11-014397 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110302 FILED AS OF DATE: 20110304 DATE AS OF CHANGE: 20110304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GARRETT THOMAS L CENTRAL INDEX KEY: 0001329833 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05415 FILM NUMBER: 11665108 MAIL ADDRESS: STREET 1: 3400 N. WOLF ROAD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE A M & CO CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 BUSINESS PHONE: 7084557111 MAIL ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 4 1 doc1.xml FORM 4 X0303 4 2011-03-02 0 0000018172 CASTLE A M & CO CAS 0001329833 GARRETT THOMAS L 3400 NORTH WOLF ROAD FRANKLIN PARK IL 60131 0 1 0 0 Pres., Total Plastics, Inc. Common Stock 1790.50 I Through 401(k) Plan Common Stock 14836 D Restricted Stock Units 2011-03-02 4 A 0 2200 0 A 2013-12-31 2013-12-31 Common Stock 2200 2200 D Between February 28, 2010 and January 31, 2011 the reporting person acquired 391.91 shares of A. M. Castle & Co. common stock under the A. M. Castle & Co. 401(k) Plan. The information in this report is based upon a plan statement dated as of January 31, 2011. Each restricted stock unit represents a contingent right to receive one share of common stock of A. M. Castle & Co. The restricted stock units vest in full on December 31, 2013, provided the reporting person is employed by A. M. Castle & Co. on the vesting date. Robert J. Perna, Attorney-in-Fact 2011-03-04