-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BeC0TuzmC1xRbtOX1MSohY+gUGoXP+JFYFbGkXFFeE59elU8ZnwkxOBdFEvc540B jGo2v6s+hmYdUjq//yQFUA== 0001140361-10-049524.txt : 20101214 0001140361-10-049524.hdr.sgml : 20101214 20101214152927 ACCESSION NUMBER: 0001140361-10-049524 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101210 FILED AS OF DATE: 20101214 DATE AS OF CHANGE: 20101214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE A M & CO CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 BUSINESS PHONE: 7084557111 MAIL ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERBERT PATRICK J III CENTRAL INDEX KEY: 0001210986 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05415 FILM NUMBER: 101250581 MAIL ADDRESS: STREET 1: 30 NORTH LASALLE STREET CITY: CHICAGO STATE: IL ZIP: 60602 4 1 doc1.xml FORM 4 X0303 4 2010-12-10 0 0000018172 CASTLE A M & CO CAS 0001210986 HERBERT PATRICK J III 3400 NORTH WOLF ROAD FRANKLIN PARK IL 60131 1 0 1 0 Phantom Stock 2010-12-10 4 A 0 437.57 17.14 A Common Stock 437.57 23835.593 D Conversion is on a 1 for 1 basis. Phantom Stock acquired under the Issuer's Directors' Deferred Compensation Plan. These shares will become payable in cash or common stock, at the election of the reporting person upon the reporting person's departure from the Board or otherwise per the reporting person's election made at the time of the election to defer compensation. Robert J. Perna, Attorney-in-Fact 2010-12-14 -----END PRIVACY-ENHANCED MESSAGE-----