-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SvZMX6AHWGI9HOVrwE8I7sqHzFUZGuZVOnwi3kN4a0xdV4it6Q2b8M2hqQHCxayQ loiOY/ZDWSewHxpIdD91Hw== 0001140361-10-025363.txt : 20100614 0001140361-10-025363.hdr.sgml : 20100614 20100614114736 ACCESSION NUMBER: 0001140361-10-025363 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100611 FILED AS OF DATE: 20100614 DATE AS OF CHANGE: 20100614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIMPSON MICHAEL CENTRAL INDEX KEY: 0001184782 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05415 FILM NUMBER: 10894095 MAIL ADDRESS: STREET 1: 3400 N. WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE A M & CO CENTRAL INDEX KEY: 0000018172 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 360879160 STATE OF INCORPORATION: MD FISCAL YEAR END: 1207 BUSINESS ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 BUSINESS PHONE: 7084557111 MAIL ADDRESS: STREET 1: 3400 N WOLF RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 4 1 doc1.xml FORM 4 X0303 4 2010-06-11 0 0000018172 CASTLE A M & CO CAS 0001184782 SIMPSON MICHAEL 3400 NORTH WOLF ROAD FRANKLIN PARK IL 60131 1 0 0 0 Common Stock 2010-06-11 4 M 0 10000 0 A 104505 D Common Stock 2010-06-11 4 S 0 7348 13.6706 D 97157 D Common Stock 10546 I See Note Common Stock 22781 I See Note Common Stock 262433 I See Note Common Stock 20992 I See Note Common Stock 157872 I See Note Common Stock 1371.8691 I Through 401(k) Plan Employee Stock Option (right to buy) 10 2010-06-11 4 M 0 10000 0 D 2001-07-27 2010-07-27 Common Stock 10000 0 D This transaction was executed in multiple trades at prices ranging from $13.5404 to $13.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Beneficiary under Trust dated 12/07/1949 United States Trust Co., Trustee Beneficiary under Trust dated 7/24/1968 United States Trust Co., Trustee Beneficiary under Trust dated 7/26/1972 United States Trust Co. and Patrick J. Herbert, III, Trustee Beneficiary under Trust dated 12/23/1976 Northern Trust Co., Trustee Beneficiary under Trust dated 12/19/1980 Patrick J. Herbert, III, Trustee Between March 31, 2010 and May 31, 2010 the reporting person's share balance of A. M. Castle & Co. stock under the A. M. Castle & Co. 401(k) plan decreased by 0.1509 shares. The information in this report is based on a plan statement dated as of May 31, 2010. Robert J. Perna, Attorney-in-Fact 2010-06-14 -----END PRIVACY-ENHANCED MESSAGE-----